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PRUDENTIAL FINANCIAL INC — Director's Dealing 2011
Jan 4, 2011
30092_dirs_2011-01-04_60a9cb5c-d12e-415d-a833-254d24f1c933.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2010-12-31
Reporting Person: CAPERTON GASTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-31 | Common Stock | M | 17430.0000 | $58.5200 | Acquired | 17680.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-31 | Notional Shares - Mandatory | $0.0000 | M | 14027.0000 | Disposed | Common Stock (14027.0000) | Direct | |
| 2010-12-31 | Notional Shares - Optional | $0.0000 | M | 3403.0000 | Disposed | Common Stock (3403.0000) | Direct | |
| 2011-01-01 | Notional Shares - Mandatory | $0.0000 | A | 468.0000 | Acquired | Common Stock (468.0000) | Direct |
Footnotes
F1: Nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2: Notional Shares convert to common stock on a 1 to 1 basis.
F3: Notional shares are payable in common stock in compliance with the Directors Deferred Compensation Plan and Section 409A of the Internal Revenue Code.
F4: Notional shares are payable in common stock on a date following termination of service on the Board of Directors.
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