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PRUDENTIAL FINANCIAL INC — Director's Dealing 2011
May 4, 2011
30092_dirs_2011-05-04_6e576342-0bdc-4259-b4e1-acbe73dd27a8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2011-05-02
Reporting Person: CAPERTON GASTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-02 | Common Stock | M | 53.0000 | $63.4200 | Acquired | 18201.0000 | Direct |
| 2011-05-02 | Common Stock | D | 53.0000 | $63.4200 | Disposed | 18148.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-02 | Notional Shares - Optional | $0.0000 | M | 53.0000 | Disposed | Common Stock (53.0000) | Direct |
Footnotes
F1: Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2: Notional Shares convert to common stock on a 1 to 1 basis.
F3: Notional shares are deemed immediately exercisable and are payable in cash and/or common stock on a date following termination of service on the Board of Directors.
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