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PRUDENTIAL FINANCIAL INC — Director's Dealing 2011
Jan 4, 2011
30092_dirs_2011-01-04_c790afee-dd9e-4647-85da-85e6136d3684.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2011-01-01
Reporting Person: Baltimore Thomas J Jr (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-01 | Notional Shares - Mandatory | $0.0000 | A | 468.0000 | Acquired | Common Stock (468.0000) | Direct | |
| 2011-01-01 | Notional Shares - Optional | $0.0000 | A | 281.0000 | Acquired | Common Stock (281.0000) | Direct |
Footnotes
F1: Notional Shares convert to common stock on a 1 to 1 basis.
F2: Notional shares are payable in common stock on a date following termination of service on the Board of Directors.
F3: Notional shares are deemed immediately exercisable and are payable in cash and/or common stock on a date following termination of service on the Board of Directors.
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