AI assistant
Sending…
PRUDENTIAL FINANCIAL INC — Director's Dealing 2011
Apr 6, 2011
30092_dirs_2011-04-06_31fe191c-00e1-44c7-b003-9c453ff9037d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PRUDENTIAL FINANCIAL INC (PRU)
CIK: 0001137774
Period of Report: 2011-04-04
Reporting Person: CAPERTON GASTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-04 | Common Stock | M | 53.0000 | $62.5200 | Acquired | 18201.0000 | Direct |
| 2011-04-04 | Common Stock | D | 53.0000 | $62.5200 | Disposed | 18148.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-04 | Notional Shares - Optional | $0.0000 | M | 53.0000 | Disposed | Common Stock (53.0000) | Direct |
Footnotes
F1: Mandatory nondiscretionary transaction executed pursuant to the issuer's deferred compensation plan for non-employee directors.
F2: Notional Shares convert to common stock on a 1 to 1 basis.
F3: Notional shares are deemed immediately exercisable and are payable in cash and/or common stock on a date following termination of service on the Board of Directors.
More from PRUDENTIAL FINANCIAL INC
Capital/Financing Update
2026
Jun 4
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 2
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
Jun 1
Capital/Financing Update
2026
May 27
Capital/Financing Update
2026
May 26
Capital/Financing Update
2026
May 19
Capital/Financing Update
2026
May 18