Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PRUDENTIAL FINANCIAL INC Capital/Financing Update 2011

Jul 1, 2011

30092_rns_2011-07-01_aa3b600a-774a-42e6-8153-9fa5ab222af9.zip

Capital/Financing Update

Open in viewer

Opens in your device viewer

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 1, 2011

PRUDENTIAL FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

New Jersey 001-16707 22-3703799
(State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)

751 Broad Street

Newark, New Jersey 07102

(Address of principal executive offices and zip code)

(973) 802-6000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 8.01 Other Events.

On July 1, 2011, Prudential Financial, Inc., a New Jersey corporation (the “Company”), issued a news release announcing that the Company has completed the sale of its global commodities business to Jefferies Group, Inc. A copy of the news release is attached hereto as Exhibit 99.0.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

99.0 News release, dated July 1, 2011, of Prudential Financial, Inc. announcing the completion of the sale of its global commodities business to Jefferies Group, Inc.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: July 1, 2011

/s/ Brian J. Morris
Name: Brian J. Morris
Title: Vice President and Assistant Secretary

Exhibit Index

Exhibit No. Description
99.0 News release, dated July 1, 2011, of Prudential Financial, Inc. announcing the completion of the sale of its global commodities business to Jefferies Group, Inc.