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PROVIDENT FINANCIAL SERVICES INC — Director's Dealing 2021
Feb 17, 2021
31502_dirs_2021-02-17_83d621a0-81bf-4725-bead-6df38226c421.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROVIDENT FINANCIAL SERVICES INC (PFS)
CIK: 0001178970
Period of Report: 2021-02-16
Reporting Person: MARTIN CHRISTOPHER P (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 29428 | $14.50 | Acquired | 460693 | Direct |
| 2021-02-16 | Common Stock | M | 14623 | $14.50 | Acquired | 475316 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Stock Options | $14.5 | M | 29428 | Disposed | 2021-02-24 | Common Stock (29428.0) | Direct |
| 2021-02-16 | Stock Options | $14.5 | M | 14623 | Disposed | 2021-02-24 | Common Stock (14623.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 165822 | Indirect |
| Common Stock | 18318 | Indirect |
| Common Stock | 17785 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $20.62 | 2030-03-03 | Common Stock (107240.0) | 107240 | Direct |
| Stock Options | $27.25 | 2029-03-04 | Common Stock (41685.0) | 41685 | Direct |
| Stock Options | $14.88 | 2022-02-03 | Common Stock (20000.0) | 20000 | Direct |
| Stock Options | $15.23 | 2023-02-19 | Common Stock (26755.0) | 26755 | Direct |
| Stock Options | $25.58 | 2028-03-05 | Common Stock (43124.0) | 43124 | Direct |
| Stock Options | $26.31 | 2027-03-07 | Common Stock (42857.0) | 42857 | Direct |
| Stock Options | $18.34 | 2025-02-19 | Common Stock (65972.0) | 65972 | Direct |
| Common Stock | $16.38 | 2024-02-19 | Common Stock (35000.0) | 35000 | Direct |
| Stock Options | $16.38 | 2024-02-19 | Common Stock (45762.0) | 45762 | Direct |
| Stock Options | $18.7 | 2026-02-24 | Common Stock (76327.0) | 76327 | Direct |
| Stock Options | $15.23 | 2023-02-19 | Common Stock (25126.0) | 25126 | Direct |
| Stock Options | $14.88 | 2022-02-03 | Common Stock (22542.0) | 22542 | Direct |
Footnotes
F1: Reflects exercise of options that expire on February 24, 2021.
F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F3: Stock options vest at a rate of 33.3% per year.
F4: Stock options have fully vested.
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