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PROVIDENT FINANCIAL SERVICES INC Director's Dealing 2021

Feb 17, 2021

31502_dirs_2021-02-17_83d621a0-81bf-4725-bead-6df38226c421.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PROVIDENT FINANCIAL SERVICES INC (PFS)
CIK: 0001178970
Period of Report: 2021-02-16

Reporting Person: MARTIN CHRISTOPHER P (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-16 Common Stock M 29428 $14.50 Acquired 460693 Direct
2021-02-16 Common Stock M 14623 $14.50 Acquired 475316 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-16 Stock Options $14.5 M 29428 Disposed 2021-02-24 Common Stock (29428.0) Direct
2021-02-16 Stock Options $14.5 M 14623 Disposed 2021-02-24 Common Stock (14623.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 165822 Indirect
Common Stock 18318 Indirect
Common Stock 17785 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $20.62 2030-03-03 Common Stock (107240.0) 107240 Direct
Stock Options $27.25 2029-03-04 Common Stock (41685.0) 41685 Direct
Stock Options $14.88 2022-02-03 Common Stock (20000.0) 20000 Direct
Stock Options $15.23 2023-02-19 Common Stock (26755.0) 26755 Direct
Stock Options $25.58 2028-03-05 Common Stock (43124.0) 43124 Direct
Stock Options $26.31 2027-03-07 Common Stock (42857.0) 42857 Direct
Stock Options $18.34 2025-02-19 Common Stock (65972.0) 65972 Direct
Common Stock $16.38 2024-02-19 Common Stock (35000.0) 35000 Direct
Stock Options $16.38 2024-02-19 Common Stock (45762.0) 45762 Direct
Stock Options $18.7 2026-02-24 Common Stock (76327.0) 76327 Direct
Stock Options $15.23 2023-02-19 Common Stock (25126.0) 25126 Direct
Stock Options $14.88 2022-02-03 Common Stock (22542.0) 22542 Direct

Footnotes

F1: Reflects exercise of options that expire on February 24, 2021.

F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

F3: Stock options vest at a rate of 33.3% per year.

F4: Stock options have fully vested.