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PROVIDENT FINANCIAL SERVICES INC Director's Dealing 2021

Dec 15, 2021

31502_dirs_2021-12-15_121c9f4c-e3b4-4b0c-a0bd-553e015d991a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PROVIDENT FINANCIAL SERVICES INC (PFS)
CIK: 0001178970
Period of Report: 2021-12-13

Reporting Person: MARTIN CHRISTOPHER P (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-13 Common Stock M 22542 $14.88 Acquired 514031 Direct
2021-12-13 Common Stock M 20000 $14.88 Acquired 534031 Direct
2021-12-13 Common Stock F 16457 $23.35 Disposed 517574 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-13 Stock Options $14.88 M 22542 Disposed 2022-02-03 Common Stock (22542.0) Direct
2021-12-13 Stock Options $14.88 M 20000 Disposed 2022-02-03 Common Stock (20000.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 172709 Indirect
Common Stock 19856 Indirect
Common Stock 17785 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $20.66 2031-03-03 Common Stock (56605.0) 56605 Direct
Stock Options $20.62 2030-03-03 Common Stock (107240.0) 107240 Direct
Stock Options $27.25 2029-03-04 Common Stock (41685.0) 41685 Direct
Stock Options $15.23 2023-02-19 Common Stock (26755.0) 26755 Direct
Stock Options $25.58 2028-03-05 Common Stock (43124.0) 43124 Direct
Stock Options $26.31 2027-03-07 Common Stock (42857.0) 42857 Direct
Stock Options $18.34 2025-02-19 Common Stock (65972.0) 65972 Direct
Stock Options $16.38 2024-02-19 Common Stock (35000.0) 35000 Direct
Stock Options $16.38 2024-02-19 Common Stock (45762.0) 45762 Direct
Stock Options $18.7 2026-02-24 Common Stock (76327.0) 76327 Direct
Stock Options $15.23 2023-02-19 Common Stock (25126.0) 25126 Direct

Footnotes

F1: Reflects exercise of options that expire on February 3, 2022

F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.

F3: Stock options vest at a rate of 33.3% per year.

F4: Stock options have fully vested.