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PROVIDENT FINANCIAL SERVICES INC — Director's Dealing 2017
Mar 3, 2017
31502_dirs_2017-03-03_5d1ed2bd-010f-4b62-82ec-6bb2597a374a.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PROVIDENT FINANCIAL SERVICES INC (PFS)
CIK: 0001178970
Period of Report: 2015-03-04
Reporting Person: MARTIN CHRISTOPHER P (Director, Chairman, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-04 | Common Stock | A | 32633 | — | Acquired | 324749 | Direct |
| 2015-03-04 | Common Stock | F | 14041 | $18.26 | Disposed | 310708 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-04 | Stock Options | $14.88 | A | 22542 | Acquired | 2022-02-03 | Common Stock (22542.0) | Direct |
| 2015-03-04 | Stock Options | $15.23 | A | 25126 | Acquired | 2023-02-19 | Common Stock (25126.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 131954 | Indirect |
| Common Stock | 17785 | Indirect |
| Common Stock | 10542 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $18.34 | 2025-02-19 | Common Stock (69561.0) | 69561 | Direct |
| Stock Options | $14.5 | 2024-03-04 | Common Stock (14622.0) | 14622 | Direct |
| Stock Options | $16.38 | 2024-02-19 | Common Stock (35000.0) | 35000 | Direct |
| Stock Options | $10.34 | 2023-03-04 | Common Stock (64433.0) | 64433 | Direct |
| Stock Options | $10.4 | 2019-02-03 | Common Stock (3718.0) | 3718 | Direct |
| Stock Options | $10.4 | 2019-02-03 | Common Stock (16600.0) | 16600 | Direct |
| Stock Options | $12.54 | 2018-01-29 | Common Stock (13020.0) | 13020 | Direct |
| Stock Options | $17.94 | 2017-01-29 | Common Stock (27267.0) | 27267 | Direct |
| Stock Options | $18.48 | 2016-03-23 | Common Stock (40000.0) | 40000 | Direct |
| Stock Options | $14.5 | 2021-02-24 | Common Stock (50000.0) | 50000 | Direct |
| Stock Options | $15.23 | 2023-02-19 | Common Stock (35000.0) | 35000 | Direct |
| Stock Options | $14.88 | 2022-02-03 | Common Stock (25000.0) | 25000 | Direct |
Footnotes
F1: Performance vesting stock awards granted on February 3, 2012 (15,360 shares) and February 19, 2013 (17,273 shares) based on meeting certain performance criteria.
F2: Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
F3: Stock options vest at a rate 33.3% per year over a period ending February 19, 2018.
F4: Performance stock options granted on February 3, 2011 which vested on March 4, 2014 based on meeting certain performance criteria.
F5: Stock options vest at a rate of 20% per year over a period ending February 19, 2019.
F6: Stock options have fully vested.
F7: Stock options vest at a rate of 20% per year over a period ending February 24, 2016.
F8: Stock options vest at a rate of 20% per year over a period ending February 19, 2018.
F9: Stock options vest at a rate of 20% per year over a period ending February 3, 2017.
F10: Amendment filed to reflect performance stock options granted on February 3, 2012 which vested on March 4, 2015, but were not included on Form 4 of March 6, 2015.
F11: Amendment filed to reflect performance stock options granted on February 19, 2013 which vested on March 4, 2015, but were not included on Form 4 of March 6, 2015.