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Proto Labs Inc — Director's Dealing 2018
Feb 14, 2018
32102_dirs_2018-02-14_4bc2c222-874a-44d3-94a6-3c7f48565b9d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2018-02-12
Reporting Person: Bodor Robert (VP/General Manager-Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-12 | Common Stock | A | 2622 | $105.75 | Acquired | 19755 | Direct |
| 2018-02-13 | Common Stock | M | 1891 | $57.88 | Acquired | 21646 | Direct |
| 2018-02-13 | Common Stock | S | 1891 | $106.0046 | Disposed | 19755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-12 | Employee Stock Option (right to buy) | $105.75 | A | 3004 | Acquired | 2028-02-12 | Common Stock (3004) | Direct |
| 2018-02-13 | Employee Stock Option (right to buy) | $57.88 | M | 1891 | Disposed | 2026-02-08 | Common Stock (1891) | Direct |
Footnotes
F1: The restricted stock units vest as to 25% of the shares in four annual installments beginning on February 13, 2019.
F2: Reports the total number of shares of Common Stock of the issuer held by the reporting person as of February 14, 2018, including a total of 555 shares of Common Stock of the issuer purchased by the reporting person through the issuer's Employee Stock Purchase Plan program on May 15, 2017 and November 15, 2017.
F3: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2017.
F4: Reflects the weighted average price of 1,891 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 13, 2018 with sale prices ranging from $106.00 to $106.03 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: The option vests as to 25% of the shares in four annual installments beginning on February 13, 2019.
F6: The option vests as to 20% of the shares in five annual installments beginning on February 13, 2017.