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Proto Labs Inc — Director's Dealing 2018
Jun 18, 2018
32102_dirs_2018-06-18_2ae3e0a5-af72-40d2-b9c6-fb149839f89b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2018-06-14
Reporting Person: Goodman John B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-14 | Common Stock | M | 577 | $62.68 | Acquired | 12655 | Direct |
| 2018-06-14 | Common Stock | M | 536 | $70 | Acquired | 13191 | Direct |
| 2018-06-14 | Common Stock | S | 713 | $131.8647 | Disposed | 12478 | Direct |
| 2018-06-14 | Common Stock | S | 400 | $130.85 | Disposed | 12078 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-14 | Stock Option (right to buy) | $62.68 | M | 577 | Disposed | 2024-05-19 | Common Stock (577) | Direct |
| 2018-06-14 | Stock Option (right to buy) | $70 | M | 536 | Disposed | 2025-05-19 | Common Stock (536) | Direct |
Footnotes
F1: Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2018.
F2: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2018.
F3: Reflects the weighted average price of 713 shares of common stock of Proto Labs, Inc. sold by the reporting person on June 14, 2018 with sale prices ranging from $131.50 to $132.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Fully vested.