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Proto Labs Inc — Director's Dealing 2018
Aug 28, 2018
32102_dirs_2018-08-28_fe6f3bf1-0bf1-441e-9a59-7da7a73ff622.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2018-08-24
Reporting Person: WAY JOHN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-24 | Common Stock | M | 3912 | $62.90 | Acquired | 29415 | Direct |
| 2018-08-24 | Common Stock | S | 2426 | $145.509 | Disposed | 26989 | Direct |
| 2018-08-24 | Common Stock | S | 1486 | $146.2531 | Disposed | 25503 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-24 | Employee Stock Option (right to buy) | $62.90 | M | 3912 | Disposed | 2024-12-01 | Common Stock (3912) | Direct |
Footnotes
F1: Reflects the weighted average price of 2,426 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 24, 2018 with sale prices ranging from $145.00 to $145.95 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 1,486 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 24, 2018 with sale prices ranging from $146.10 to $146.65 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: The option vests as to 20% of the shares in five annual installments beginning on December 1, 2015.