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Proto Labs Inc — Director's Dealing 2018
Sep 4, 2018
32102_dirs_2018-09-04_7669232f-746c-4880-9177-345e1f115afa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2018-08-30
Reporting Person: Bodor Robert (VP/General Manager-Americas)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-30 | Common Stock | M | 3528 | $78.59 | Acquired | 23283 | Direct |
| 2018-08-30 | Common Stock | M | 907 | $58.35 | Acquired | 24190 | Direct |
| 2018-08-30 | Common Stock | S | 4435 | $150.19780 | Disposed | 19755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-30 | Employee Stock Option (right to buy) | $78.59 | M | 3528 | Disposed | 2024-02-13 | Common Stock (3528) | Direct |
| 2018-08-30 | Employee Stock Option (right to buy) | $58.35 | M | 907 | Disposed | 2027-02-13 | Common Stock (907) | Direct |
Footnotes
F1: Stock option exercise effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
F2: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 8, 2018.
F3: Reflects the weighted average price of 4,435 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 30, 2018 with sale prices ranging from $150.00 to $150.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: The option vests as to 20% of the shares in five annual installments beginning on February 13, 2015.
F5: The option vests as to 20% of the shares in five annual installments beginning on February 13, 2018.