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Proto Labs Inc — Director's Dealing 2018
Sep 11, 2018
32102_dirs_2018-09-11_7ea8a82b-f86a-411d-8bca-36a61d59febd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2018-09-04
Reporting Person: Baker Arthur R. III (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-04 | Common Stock | M | 3474 | $60.96 | Acquired | 20020 | Direct |
| 2018-09-04 | Common Stock | S | 3474 | $154.8115 | Disposed | 16546 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-04 | Employee Stock Option (right to buy) | $60.96 | M | 3474 | Disposed | 2026-05-02 | Common Stock (3474) | Direct |
Footnotes
F1: Reflects the weighted average price of 3,474 shares of common stock of Proto Labs, Inc. sold by the reporting person on September 4, 2018 with sale prices ranging from $154.55 to $155.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The option vests as to 20% of the shares in five annual installments beginning on May 4, 2017.