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Proto Labs Inc — Director's Dealing 2015
Jul 28, 2015
32102_dirs_2015-07-28_d7d398cd-54a9-4ddb-bdb6-03d82f9b9159.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2015-07-24
Reporting Person: KRANTZ DONALD G (Executive VP and Tech. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-24 | Common Stock | M | 40805 | $7.86 | Acquired | 47895 | Direct |
| 2015-07-24 | Common Stock | M | 5428 | $30.58 | Acquired | 53323 | Direct |
| 2015-07-24 | Common Stock | M | 5468 | $47.08 | Acquired | 58791 | Direct |
| 2015-07-24 | Common Stock | S | 21694 | $76.7265 | Disposed | 37097 | Direct |
| 2015-07-24 | Common Stock | S | 4067 | $77.8684 | Disposed | 33030 | Direct |
| 2015-07-24 | Common Stock | S | 25374 | $79.10180 | Disposed | 7656 | Direct |
| 2015-07-24 | Common Stock | S | 566 | $79.55 | Disposed | 7090 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-24 | Employee Stock Option (right to buy) | $7.86 | M | 40805 | Disposed | 2020-12-21 | Common Stock (40805) | Direct |
| 2015-07-24 | Employee Stock Option (right to buy) | $30.58 | M | 5428 | Disposed | 2022-05-07 | Common Stock (5428) | Direct |
| 2015-07-24 | Employee Stock Option (right to buy) | $47.08 | M | 5468 | Disposed | 2023-02-15 | Common Stock (5468) | Direct |
Footnotes
F1: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2015.
F2: Reflects the weighted average price of 21,694 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $76.18 to $76.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 4,067 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $77.51 to $78.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects the weighted average price of 25,374 shares of common stock of Proto Labs, Inc. sold by the reporting person on July 24, 2015 with sale prices ranging from $78.52 to $79.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Fully vested.
F6: The option vests as to 20% of the shares in five annual installments beginning on May 7, 2013.
F7: The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.