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Proto Labs Inc — Director's Dealing 2015
Aug 18, 2015
32102_dirs_2015-08-18_13a3fb17-f9cb-47bc-b47b-a2034eecac92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2015-08-14
Reporting Person: Tumelty John B. (VP/GM & Managing Director-EMEA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-14 | Common Stock | M | 5428 | $30.58 | Acquired | 9649 | Direct |
| 2015-08-14 | Common Stock | M | 6468 | $47.08 | Acquired | 16117 | Direct |
| 2015-08-14 | Common Stock | S | 9000 | $73.7888 | Disposed | 7117 | Direct |
| 2015-08-17 | Common Stock | S | 400 | $74.7050 | Disposed | 6717 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-14 | Employee Stock Option (right to buy) | $30.58 | M | 5428 | Disposed | 2022-05-07 | Common Stock (1440) | Direct |
| 2015-08-14 | Employee Stock Option (right to buy) | $47.08 | M | 6468 | Disposed | 2023-02-15 | Common Stock (1056) | Direct |
Footnotes
F1: Reflects the weighted average price of 9,000 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 14, 2015 with sale prices ranging from $73.55 to $74.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 400 shares of common stock of Proto Labs, Inc. sold by the reporting person on August 14, 2015 with sale prices ranging from $74.66 to $74.84 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The option vests as to 20% of the shares in five installments beginning on May 7, 2013.
F4: The option vests as to 20% of the shares in five installments beginning on February 15, 2014.