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Proto Labs Inc — Director's Dealing 2013
Feb 19, 2013
32102_dirs_2013-02-19_819d5ba8-a10d-447c-ad77-d8da7d13bf33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2013-02-15
Reporting Person: Schneider Jacqueline D. (VP Sales & Customer Service)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-15 | Common Stock | M | 3000 | $4.54 | Acquired | 4250 | Direct |
| 2013-02-15 | Common Stock | M | 21000 | $5.56 | Acquired | 25250 | Direct |
| 2013-02-15 | Common Stock | M | 28000 | $7.86 | Acquired | 53250 | Direct |
| 2013-02-15 | Common Stock | S | 38170 | $46.8201 | Disposed | 15080 | Direct |
| 2013-02-15 | Common Stock | S | 13064 | $47.3727 | Disposed | 2016 | Direct |
| 2013-02-15 | Common Stock | S | 766 | $48.2805 | Disposed | 1250 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-15 | Employee Stock Option (Right to Buy) | $4.54 | M | 3000 | Disposed | 2018-03-11 | Common Stock (3000) | Direct |
| 2013-02-15 | Employee Stock Option (Right to Buy) | $5.56 | M | 21000 | Disposed | 2019-04-28 | Common Stock (21000) | Direct |
| 2013-02-15 | Employee Stock Option (Right to Buy) | $7.86 | M | 28000 | Disposed | 2020-12-21 | Common Stock (28000) | Direct |
| 2013-02-15 | Employee Stock Option (Right to Buy) | $47.08 | A | 16170 | Acquired | 2023-02-15 | Common Stock (16170) | Direct |
Footnotes
F1: Transaction effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2012.
F2: Includes 1,250 shares acquired under the Company's employee stock purchase plan on November 16, 2012.
F3: Reflects the weighted average price of 38,170 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on February 15, 2013 with sale prices ranging from $46.19 to $47.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Reflects the weighted average price of 13,064 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on February 15, 2013 with sale prices ranging from $47.19 to $48.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: Reflects the weighted average price of 766 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on February 15, 2013 with sale prices ranging from $48.32 to $48.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6: The option vests as to 20% of the shares in five annual installments beginning on March 11, 2009.
F7: The option vests as to 20% of the shares in five annual installments beginning on April 28, 2010.
F8: The option vests as to 20% of the shares in five annual installments beginning on December 21, 2011.
F9: The option vests as to 20% of the shares in five annual installments beginning on February 15, 2014.