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Proto Labs Inc — Director's Dealing 2013
Aug 5, 2013
32102_dirs_2013-08-05_813c3aa1-73ca-4741-9ac2-0806ddbdd2f9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Proto Labs Inc (PRLB)
CIK: 0001443669
Period of Report: 2013-08-01
Reporting Person: JUDD JOHN R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 50000 | $20.07 | Acquired | 50000 | Direct |
| 2013-08-01 | Common Stock | S | 6600 | $62.94 | Disposed | 43400 | Direct |
| 2013-08-01 | Common Stock | S | 37447 | $63.7659 | Disposed | 5953 | Direct |
| 2013-08-01 | Common Stock | S | 5853 | $64.7001 | Disposed | 100 | Direct |
| 2013-08-01 | Common Stock | S | 100 | $65.44 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Employee Stock Option (Right to Buy) | $20.07 | M | 50000 | Disposed | 2021-06-22 | Common Stock (50000) | Direct |
Footnotes
F1: Reflects the weighted average price of 6,600 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on August 1, 2013 with sale prices ranging from $62.33 to $63.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 37,447 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on August 1, 2013 with sale prices ranging from $63.35 to $64.34 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 5,853 shares of common stock of Proto Labs, Inc. sold by the reporting person in multiple transactions on August 1, 2013 with sale prices ranging from $64.39 to $65.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The option vests as one-third of the shares beginning on June 22, 2012.