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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2021
Feb 19, 2021
32782_dirs_2021-02-19_79040cb0-31e7-4fa6-8ac4-9c2b3394c070.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROTHENA CORP PUBLIC LTD CO (PRTA)
CIK: 0001559053
Period of Report: 2021-02-12
Reporting Person: Zago Wagner M. (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-18 | Ordinary Shares, par value $0.01 per share | M | 7540 | $6.41 | Acquired | 7540 | Direct |
| 2021-02-18 | Ordinary Shares, par value $0.01 per share | S | 7540 | $25.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-18 | Stock Option (Right to Buy) | $6.41 | M | 7540 | Disposed | 2023-01-29 | Ordinary Shares (7540) | Direct |
Footnotes
F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The shares subject to the option were fully vested as of the date of the exercise.
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