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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2021
Jul 30, 2021
32782_dirs_2021-07-30_97574d67-625e-4293-a58f-ea845421841a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROTHENA CORP PUBLIC LTD CO (PRTA)
CIK: 0001559053
Period of Report: 2021-07-30
Reporting Person: Selkoe Dennis J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-30 | Ordinary Shares, par value $0.01 per share | M | 3500 | $16.42 | Acquired | 6345 | Direct |
| 2021-07-30 | Ordinary Shares, par value $0.01 per share | M | 1500 | $9.23 | Acquired | 7845 | Direct |
| 2021-07-30 | Ordinary Shares, par value $0.01 per share | S | 2282 | $48.9876 | Disposed | 5563 | Direct |
| 2021-07-30 | Ordinary Shares, par value $0.01 per share | S | 2718 | $49.884 | Disposed | 2845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-30 | Stock Option (Right to Buy) | $16.42 | M | 3500 | Disposed | 2023-07-21 | Ordinary Shares (3500) | Direct |
| 2021-07-30 | Stock Option (Right to Buy) | $9.23 | M | 1500 | Disposed | 2029-05-22 | Ordinary Shares (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares, par value $0.01 per share | 1363 | Indirect |
Footnotes
F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The transaction was executed in multiple trades in prices ranging from $48.34 to $49.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: The transaction was executed in multiple trades in prices ranging from $49.67 to $50.265, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.