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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2021
Oct 1, 2021
32782_dirs_2021-10-01_a9680a55-c142-42fb-8e86-df96e8868fa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROTHENA CORP PUBLIC LTD CO (PRTA)
CIK: 0001559053
Period of Report: 2021-10-01
Reporting Person: Selkoe Dennis J. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Ordinary Shares, par value $0.01 per share | M | 5000 | $9.23 | Acquired | 7845 | Direct |
| 2021-10-01 | Ordinary Shares, par value $0.01 per share | S | 1757 | $66.3542 | Disposed | 6088 | Direct |
| 2021-10-01 | Ordinary Shares, par value $0.01 per share | S | 1300 | $67.9637 | Disposed | 4788 | Direct |
| 2021-10-01 | Ordinary Shares, par value $0.01 per share | S | 1237 | $68.7449 | Disposed | 3551 | Direct |
| 2021-10-01 | Ordinary Shares, par value $0.01 per share | S | 706 | $69.6907 | Disposed | 2845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Stock Option (Right to Buy) | $9.23 | M | 5000 | Disposed | 2029-05-22 | Ordinary Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares, par value $0.01 per share | 1363 | Indirect |
Footnotes
F1: The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: The transaction was executed in multiple trades in prices ranging from $66.14 to $67.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: The transaction was executed in multiple trades in prices ranging from $67.33 to $68.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: The transaction was executed in multiple trades in prices ranging from $68.44 to $69.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: The transaction was executed in multiple trades in prices ranging from $69.49 to $70.44, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.