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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2017
Sep 29, 2017
32782_dirs_2017-09-29_08273178-753f-46f5-ad76-488be0f626e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2017-09-28
Reporting Person: HENNEY CHRISTOPHER S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-28 | Ordinary Shares, par value $0.01 per share | M | 900 | $6.65 | Acquired | 900 | Direct |
| 2017-09-28 | Ordinary Shares, par value $0.01 per share | S | 900 | $70.00 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-09-28 | Stock Option (right to buy) | $6.65 | M | 900 | Disposed | 2023-03-18 | Ordinary Shares (900) | Direct |
Footnotes
F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
F2: The shares subject to the option are fully vested and exercisable as of the date hereof.
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