AI assistant
PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2016
Aug 5, 2016
32782_dirs_2016-08-05_430d446a-f675-4539-af23-db218650ffca.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2015-08-07
Reporting Person: HENNEY CHRISTOPHER S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-07 | Ordinary Shares, par value $0.01 per share | M | 10000 | $6.65 | Acquired | 10000 | Direct |
| 2015-08-07 | Ordinary Shares, par value $0.01 per share | S | 4400 | $62.3356 | Disposed | 5600 | Direct |
| 2015-08-07 | Ordinary Shares, par value $0.01 per share | S | 4560 | $63.2523 | Disposed | 1040 | Direct |
| 2015-08-07 | Ordinary Shares, par value $0.01 per share | S | 1040 | $64.0301 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-07 | Stock Option (right to buy) | $6.65 | M | 10000 | Disposed | 2023-03-18 | Ordinary Shares (10000) | Direct |
Footnotes
F1: The transaction was executed in multiple trades in prices ranging from $61.785 to $62.785, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F2: The transaction was executed in multiple trades in prices ranging from $62.80 to $63.785, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades in prices ranging from $63.84 to $64.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F4: The shares subject to the option are fully vested and exercisable as of the date hereof.
F5: In the original Form 4 filed on August 7, 2015, due to an administrative error, the purchase price in column four of row one of Table I was incorrectly listed as $6.41, rather than the correct purchase price of $6.65. This amendment is filed to correct the Form 4 to report the acquisition price of $6.65 per share under the reported transaction.