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PROTHENA CORP PUBLIC LTD CO Director's Dealing 2016

Aug 5, 2016

32782_dirs_2016-08-05_430d446a-f675-4539-af23-db218650ffca.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2015-08-07

Reporting Person: HENNEY CHRISTOPHER S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-08-07 Ordinary Shares, par value $0.01 per share M 10000 $6.65 Acquired 10000 Direct
2015-08-07 Ordinary Shares, par value $0.01 per share S 4400 $62.3356 Disposed 5600 Direct
2015-08-07 Ordinary Shares, par value $0.01 per share S 4560 $63.2523 Disposed 1040 Direct
2015-08-07 Ordinary Shares, par value $0.01 per share S 1040 $64.0301 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-08-07 Stock Option (right to buy) $6.65 M 10000 Disposed 2023-03-18 Ordinary Shares (10000) Direct

Footnotes

F1: The transaction was executed in multiple trades in prices ranging from $61.785 to $62.785, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F2: The transaction was executed in multiple trades in prices ranging from $62.80 to $63.785, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades in prices ranging from $63.84 to $64.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F4: The shares subject to the option are fully vested and exercisable as of the date hereof.

F5: In the original Form 4 filed on August 7, 2015, due to an administrative error, the purchase price in column four of row one of Table I was incorrectly listed as $6.41, rather than the correct purchase price of $6.65. This amendment is filed to correct the Form 4 to report the acquisition price of $6.65 per share under the reported transaction.