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PROTHENA CORP PUBLIC LTD CO Director's Dealing 2016

Sep 2, 2016

32782_dirs_2016-09-02_77f2b936-85bc-4d8e-8db2-d908e1fd5f9d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2016-09-01

Reporting Person: HOMAN ARTHUR W (Chief Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-09-01 Ordinary Shares, par value $0.01 per share M 3125 $22.14 Acquired 3125 Direct
2016-09-01 Ordinary Shares, par value $0.01 per share S 3125 $52.157 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-09-01 Stock Option
(right to buy) $22.14 M 3125 Disposed 2024-05-01 Ordinary Shares (3125) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares, par value $0.01 per share 2000 Indirect

Footnotes

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2: The shares are held by the Homan Family Trust, dated 9/21/2001, of which the Reporting Person is a trustee.

F3: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on April 30, 2015 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.