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PROTHENA CORP PUBLIC LTD CO — Director's Dealing 2016
Nov 30, 2016
32782_dirs_2016-11-30_6b8dc44c-7fe3-4185-b2b5-33c5d7662409.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2016-11-28
Reporting Person: Selkoe Dennis J. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-28 | Ordinary Shares, par value $0.01 per share | M | 5000 | $16.42 | Acquired | 7845 | Direct |
| 2016-11-28 | Ordinary Shares, par value $0.01 per share | S | 4100 | $62.1674 | Disposed | 3745 | Direct |
| 2016-11-28 | Ordinary Shares, par value $0.01 per share | S | 900 | $63.5911 | Disposed | 2845 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-28 | Stock Option (right to buy) | $16.42 | M | 5000 | Disposed | 2023-07-21 | Ordinary Shares (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Ordinary Shares, par value $0.01 per share | 1363 | Indirect |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.
F2: The transaction was executed in multiple trades in prices ranging from $61.76 to $62.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
F3: The transaction was executed in multiple trades in prices ranging from $62.88 to $63.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.