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PROTHENA CORP PUBLIC LTD CO Director's Dealing 2016

Nov 30, 2016

32782_dirs_2016-11-30_6b8dc44c-7fe3-4185-b2b5-33c5d7662409.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2016-11-28

Reporting Person: Selkoe Dennis J. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-28 Ordinary Shares, par value $0.01 per share M 5000 $16.42 Acquired 7845 Direct
2016-11-28 Ordinary Shares, par value $0.01 per share S 4100 $62.1674 Disposed 3745 Direct
2016-11-28 Ordinary Shares, par value $0.01 per share S 900 $63.5911 Disposed 2845 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-11-28 Stock Option (right to buy) $16.42 M 5000 Disposed 2023-07-21 Ordinary Shares (5000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Ordinary Shares, par value $0.01 per share 1363 Indirect

Footnotes

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2: The transaction was executed in multiple trades in prices ranging from $61.76 to $62.64, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades in prices ranging from $62.88 to $63.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.