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PROTHENA CORP PUBLIC LTD CO Director's Dealing 2015

Dec 11, 2015

32782_dirs_2015-12-11_0bf3e7f9-8ab7-42d0-a292-55c727edf6c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Prothena Corp plc (PRTA)
CIK: 0001559053
Period of Report: 2015-12-09

Reporting Person: Nickerson Tara (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-09 Ordinary Shares, par value $0.01 per share M 10000 $6.73 Acquired 12000 Direct
2015-12-09 Ordinary Shares, par value $0.01 per share S 2705 $65.4163 Disposed 9295 Direct
2015-12-09 Ordinary Shares, par value $0.01 per share S 6695 $66.398 Disposed 2600 Direct
2015-12-09 Ordinary Shares, par value $0.01 per share S 600 $66.9433 Disposed 2000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-12-09 Stock Option
(right to buy) $6.73 M 10000 Disposed 2023-03-31 Ordinary Shares (10000) Direct

Footnotes

F1: The sale reported in the Form 4 was effected pursuant to a Rule 10b5 1 trading plan adopted by the Reporting Person.

F2: The transaction was executed in multiple trades in prices ranging from $64.77 to $65.75, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F3: The transaction was executed in multiple trades in prices ranging from $65.79 to $66.76, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F4: The transaction was executed in multiple trades in prices ranging from $66.79 to $67.245, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.

F5: The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on January 29, 2014 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.