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Protara Therapeutics, Inc. Director's Dealing 2017

May 5, 2017

34057_dirs_2017-05-05_bf6e2b47-1556-4edc-893e-e5368333b165.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: PROTEON THERAPEUTICS INC (PRTO)
CIK: 0001359931
Period of Report: 2017-04-27

Reporting Person: Kowalsky Matthew Paul (VP, Legal and Secretary)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.001 par value 3097 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $7.16 2026-05-22 Common Stock, $0.001 par value (50000) Direct
Stock Option (Right to Buy) $2.05 2027-01-23 Common Stock, $0.001 par value (58431) Direct

Footnotes

F1: The options were granted on May 23, 2016 and the shares underlying this option vest 25% on the first anniversary of the grant date and the remaining shares vest in twelve equal quarterly installments.

F2: The options were granted on January 24, 2017 and the shares underlying this option vest 25% on the first anniversary of the grant date and the remaining shares vest in twelve equal quarterly installments.