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Protara Therapeutics, Inc. — Director's Dealing 2016
Dec 6, 2016
34057_dirs_2016-12-06_58c04014-b0e5-4363-a0f9-661b00a71042.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROTEON THERAPEUTICS INC (PRTO)
CIK: 0001359931
Period of Report: 2016-12-02
Reporting Person: Burke Steven Keith (SVP and Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-02 | Common Stock | G | 2500 | — | Disposed | 30314 | Direct |
| 2016-12-02 | Common Stock | G | 2500 | — | Disposed | 27814 | Direct |
| 2016-12-02 | Common Stock | G | 2500 | — | Disposed | 25314 | Direct |
| 2016-12-02 | Common Stock | G | 2500 | — | Acquired | 2500 | Indirect |
| 2016-12-02 | Common Stock | G | 2500 | — | Acquired | 5000 | Indirect |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to the William Conroy Burke Irrevocable Trust u/a 12/28/1998, an irrevocable trust established by the reporting person for the benefit of his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
F2: This transaction involved a gift of securities by the reporting person to the Timothy Andrew Burke Irrevocable Trust u/a 12/28/1998, an irrevocable trust established by the reporting person for the benefit of his son, who is deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
F3: This transaction involved a gift of securities by the reporting person to the Steven Edward Burke Irrevocable Trust u/a 11/15/2000, an irrevocable trust established by the reporting person for the benefit of his son, who is deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.