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Protara Therapeutics, Inc. — Director's Dealing 2015
Nov 3, 2015
34057_dirs_2015-11-03_2c96eca7-b527-489d-8bdb-db7c0d7d8ffa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROTEON THERAPEUTICS INC (PRTO)
CIK: 0001359931
Period of Report: 2015-11-02
Reporting Person: NOYES TIMOTHY P (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-02 | Common Stock | M | 5000 | $1.91 | Acquired | 5000 | Direct |
| 2015-11-02 | Common Stock | S | 5000 | $13.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-02 | Stock Option (Right to Buy) | $1.91 | M | 5000 | Disposed | 2016-04-19 | Common Stock, $0.001 par value (5000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2015.
F2: All shares were sold at a price of $13.50 per share.
F3: The option was granted on April 19, 2006. All shares underlying the option have vested.
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