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Protara Therapeutics, Inc. — Director's Dealing 2014
Oct 29, 2014
34057_dirs_2014-10-29_2e921b4b-4725-4e8e-81c8-86c4a4e09b82.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: PROTEON THERAPEUTICS INC (PRTO)
CIK: 0001359931
Period of Report: 2014-10-21
Reporting Person: Burke Steven Keith (SVP and Chief Medical Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30411 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.39 | 2017-09-10 | Common Stock (12287) | Direct | |
| Stock Option (Right to Buy) | $3.18 | 2019-06-19 | Common Stock (14898) | Direct | |
| Stock Option (Right to Buy) | $1.27 | 2021-10-26 | Common Stock (57934) | Direct | |
| Stock Option (Right to Buy) | $4.92 | 2024-06-23 | Common Stock (71218) | Direct | |
| Stock Option (Right to Buy) | $4.92 | 2024-06-23 | Common Stock (10696) | Direct |
Footnotes
F1: Reflects a 1-for-15.87 reverse stock split effected on October 6, 2014.
F2: The shares underlying these options are fully vested.
F3: This option is fully exercisable prior to its vesting, subject to a repurchase right held by the Issuer on the shares underlying this option that lapses (based on the original option vesting schedule) in equal quarterly installments over four years.
F4: This option is fully exercisable prior to its vesting, subject to a repurchase right held by the Issuer on the shares underlying this option that lapses (based on the original option vesting schedule) 25% on the first anniversary of the grant date and the remaining shares in equal quarterly installments over the next three years.