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Protalix BioTherapeutics, Inc. — Director's Dealing 2021
Feb 16, 2021
33807_dirs_2021-02-16_8d64a111-6f89-4829-bb88-6e8cc2dda370.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Protalix BioTherapeutics, Inc. (PLX)
CIK: 0001006281
Period of Report: 2021-02-12
Reporting Person: Dexcel Pharma Technologies Ltd. (10% Owner)
Reporting Person: Oren Dan (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4556031 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Purchase Warrants | $2.36 | 2025-03-11 | Common Stock (2816901) | Direct |
Footnotes
F1: The warrants contain a blocker that prohibits the holder from exercising the warrants if such exercise will result in beneficial ownership of more the 9.99% of the Issuer's outstanding common shares by the warrantholder and its affiliates. Since the reporting persons' beneficial ownership percentage is over 9.99%, the warrants are currently not exercisable.
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