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PROSPERITY BANCSHARES INC — Director's Dealing 2013
Dec 26, 2013
30887_dirs_2013-12-26_8f09d495-81ac-4186-8285-e18893011205.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROSPERITY BANCSHARES INC (PB)
CIK: 0001068851
Period of Report: 2013-12-26
Reporting Person: ZALMAN DAVID (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-26 | Common Stock | M | 70000 | $27.02 | Acquired | 479193 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-26 | Employee Stock Option | $27.02 | M | 70000 | Disposed | 2014-10-19 | Common Stock (70000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 200000 | Indirect |
| Common Stock | 7920 | Indirect |
| Common Stock | 7920 | Indirect |
Footnotes
F1: These shares are held in trust for the benefit of the reporting person's children. The reporting person's brother is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F2: Includes 134 shares acquired under the Prosperity Bancshares, Inc. dividend reinvestment plan since the last report filed by the reporting person.
F3: Includes 134 shares acquired under the Prosperity Bancshares, Inc. dividend reinvestment plan since the last report filed by the reporting person.
F4: The option began vesting on 10/19/2008 in annual one-fifth increments.
F5: There was no price associated with the stock option grant.