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PROSPECT RESOURCES LIMITED Major Shareholding Notification 2022

Jan 31, 2022

65617_rns_2022-01-31_9c554524-49d7-4f75-be21-c74b561dff1f.pdf

Major Shareholding Notification

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Form604

Form 604

Corporations Act 2001 Section 671B Notice of change of interests of substantial holder

To: Company Name/Scheme: Prospect Resources Limited
ACN/ARSN 124 354 329
1. Details of substantial holder Mitsubishi UFJ Financial Group, Inc.
Name
There was a change in the interests of the 27 January 2022
substantial holder on
The previous notice was given to the company on 27 January 2022
The previous notice was dated 27 January 2022
The holder became aware on 31 January 2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:

Class of securities Class of securities Previous notice Previous notice Present notice Present notice
Person’s votes Voting power(%) Person’s votes Voting power(%)
FullyPaid ordinaryshares 27,720,071 6.47 32,807,683 7.66
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of
the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are
as follows:
Date of
change
Person whose
relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number
of securities
affected
Person's votes
affected
See annexure A to this notice
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
Nature of relevant
interest
Class and number
of securities
Person's votes
Mitsubishi UFJ Financial
Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
Not Applicable Relevant interest in securities that
Morgan Stanley has a relevant interest
in under section 608(3) of the
Corporations Act as Mitsubishi UFJ
Financial Group, Inc. has voting power
of over 20% in Morgan Stanley.
32,807,683
Fully paid
ordinary shares
32,807,683

5. Changes in association

The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:


substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
Not Applicable

6. Addresses

The addresses of persons named in this form are as follows:

The addresses of persons named in this form are as follows:
Name Address
Mitsubishi UFJ Financial Group,Inc. 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan

Signature

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Dated 1 February 2022

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Kenji Takase Authorised signatory
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Page 1

AnnexureA

Annexure A

This is annexure A of 1 page referred to in Form 604, Notice of change of interest of substantial holder dated 1 February 2022

==> picture [192 x 55] intentionally omitted <==

Kenji Takase Authorised signatory Dated 1 February 2022

Date of change Person whose relevant interest
changed
Nature of change Consideration given in
relation to change
Class and number of
securities affected
Person's votes
affected
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
25,504.24 30,544 Ordinary Shares 30,544
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
548,295.80 650,000 Ordinary Shares 650,000
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
11,098.30 12,905 Ordinary Shares 12,905
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
503,560.98 597,883 Ordinary Shares 597,883
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
63,013.50 73,700 Ordinary Shares 73,700
25/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
52,804.00 61,400 Ordinary Shares 61,400
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4,964.85 5,841 Ordinary Shares 5,841
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
5,611.20 6,680 Ordinary Shares 6,680
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
294,137.07 366,326 Ordinary Shares 366,326
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
10,014.84 12,364 Ordinary Shares 12,364
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
46,717.37 58,034 Ordinary Shares 58,034
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
7,171.52 8,487 Ordinary Shares 8,487
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
49,483.77 59,262 Ordinary Shares 59,262
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
7,262.00 8,697 Ordinary Shares 8,697
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
20,105.94 23,379 Ordinary Shares 23,379
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
28,214.15 32,999 Ordinary Shares 32,999
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
34,358.00 41,900 Ordinary Shares 41,900
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
5,437.39 6,286 Ordinary Shares 6,286
27/01/2022 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an
entity controlled by Morgan
Stanley
2,845,237.15 3,468,469 Ordinary Shares 3,468,469

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