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PROSPECT RESOURCES LIMITED — Major Shareholding Notification 2022
Jan 31, 2022
65617_rns_2022-01-31_9c554524-49d7-4f75-be21-c74b561dff1f.pdf
Major Shareholding Notification
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Form604
Form 604
Corporations Act 2001 Section 671B Notice of change of interests of substantial holder
| To: Company Name/Scheme: | Prospect Resources Limited |
|---|---|
| ACN/ARSN | 124 354 329 |
| 1. Details of substantial holder | Mitsubishi UFJ Financial Group, Inc. |
| Name | |
| There was a change in the interests of the | 27 January 2022 |
| substantial holder on | |
| The previous notice was given to the company on | 27 January 2022 |
| The previous notice was dated | 27 January 2022 |
| The holder became aware on | 31 January 2022 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
| Class of securities | Class of securities | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|---|
| Person’s votes | Voting power(%) | Person’s votes | Voting power(%) | ||
| FullyPaid ordinaryshares | 27,720,071 | 6.47 | 32,807,683 | 7.66 | |
| 3. Changes in relevant interest Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: |
|||||
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
| See annexure A to this notice | |||||
| 4.Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: |
|||||
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Nature of relevant interest |
Class and number of securities |
Person's votes |
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty Limited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. |
32,807,683 Fully paid ordinary shares |
32,807,683 |
5. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
substantial holder in relation to voting interests in the company or scheme are as follows: |
|
|---|---|
| Name and ACN/ARSN (if applicable) | Nature of association |
| Not Applicable |
6. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are as follows: | |
|---|---|
| Name | Address |
| Mitsubishi UFJ Financial Group,Inc. | 2-7-1,Marunouchi,Chiyoda-ku,Tokyo 100-8330,Japan |
Signature
==> picture [243 x 70] intentionally omitted <==
Dated 1 February 2022
==> picture [206 x 13] intentionally omitted <==
----- Start of picture text -----
Kenji Takase Authorised signatory
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AnnexureA
Annexure A
This is annexure A of 1 page referred to in Form 604, Notice of change of interest of substantial holder dated 1 February 2022
==> picture [192 x 55] intentionally omitted <==
Kenji Takase Authorised signatory Dated 1 February 2022
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
25,504.24 | 30,544 Ordinary Shares | 30,544 |
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
548,295.80 | 650,000 Ordinary Shares | 650,000 |
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
11,098.30 | 12,905 Ordinary Shares | 12,905 |
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
503,560.98 | 597,883 Ordinary Shares | 597,883 |
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
63,013.50 | 73,700 Ordinary Shares | 73,700 |
| 25/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
52,804.00 | 61,400 Ordinary Shares | 61,400 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
4,964.85 | 5,841 Ordinary Shares | 5,841 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,611.20 | 6,680 Ordinary Shares | 6,680 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
294,137.07 | 366,326 Ordinary Shares | 366,326 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
10,014.84 | 12,364 Ordinary Shares | 12,364 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
46,717.37 | 58,034 Ordinary Shares | 58,034 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,171.52 | 8,487 Ordinary Shares | 8,487 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
49,483.77 | 59,262 Ordinary Shares | 59,262 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
7,262.00 | 8,697 Ordinary Shares | 8,697 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
20,105.94 | 23,379 Ordinary Shares | 23,379 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
28,214.15 | 32,999 Ordinary Shares | 32,999 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
34,358.00 | 41,900 Ordinary Shares | 41,900 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
5,437.39 | 6,286 Ordinary Shares | 6,286 |
| 27/01/2022 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
2,845,237.15 | 3,468,469 Ordinary Shares | 3,468,469 |
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