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PROSPECT RESOURCES LIMITED — Major Shareholding Notification 2022
Aug 4, 2022
65617_rns_2022-08-04_63822529-7968-476f-8e4f-fbb043ecef4c.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme PROSPECT RESOURCES LTD ACN/ARSN ACN 124 354 329
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 02-Aug-2022 The previous notice was given to the company on 03-Aug-2022 The previous notice was dated 03-Aug-2022
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class ofsecurities (4) | PreviousNotice | PresentNotice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| CommonStock | 33,547,914 | 7.26% | 28,293,466 | 6.12% |
3. Changes in relevant interests
| Date ofchange | Person whose relevantinterest changed | Nature of change (6) | Considerationgiven in relation tochange(7) | Class and number ofsecurities affected | Person'svotes affected |
|---|---|---|---|---|---|
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 5,610.84 AUD | -46,757 Common Stock | -46,757 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 17,945.72 AUD | -165,094 Common Stock | -165,094 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 16,613.60 AUD | -152,000 Common Stock | -152,000 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 219,138.78 AUD | -1,788,888 Common Stock | -1,788,888 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 371,684.21 AUD | -3,654,712 Common Stock | -3,654,712 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 11,008.25 AUD | -119,525 Common Stock | -119,525 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 195,958.37 AUD | 1,584,142 Common Stock | 1,584,142 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 13,391.69 AUD | 103,013 Common Stock | 103,013 |
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| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 16,355.75 AUD | 124,473 Common Stock | 124,473 |
|---|---|---|---|---|---|
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 243.13 AUD | 2,016 Common Stock | 2,016 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 1,732.00 AUD | 13,856 Common Stock | 13,856 |
| 1-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 3,600.00 AUD | 30,000 Common Stock | 30,000 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 0.90 AUD | -6 Common Stock | -6 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 10,251.20 AUD | -74,500 Common Stock | -74,500 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 72,967.70 AUD | -533,000 Common Stock | -533,000 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 4,641.00 AUD | -38,675 Common Stock | -38,675 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 60,912.38 AUD | -475,878 Common Stock | -475,878 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Disposed on market | 224,998.07 AUD | -1,653,182 Common Stock | -1,653,182 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 196,505.73 AUD | 1,455,598 Common Stock | 1,455,598 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 1,107.95 AUD | 8,207 Common Stock | 8,207 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 11,248.56 AUD | 82,407 Common Stock | 82,407 |
| 2-Aug-22 | Credit Suisse Equities(Australia) Limited | Acquired on market | 6,097.49 AUD | 44,057 Common Stock | 44,057 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled tobe registered asholder(8) | Nature of relevantinterest (6) | Class and numberof securities | Person'svotes |
|---|---|---|---|---|---|
| Credit SuisseEquities (Australia)Limited (ACN 068232 708) | CS FourthNominees PtyLimited (ACN 069126 432) | Credit SuisseEquities (Australia)Limited | Voting rights andright to dispose | 28,293,466Common Stock | 28,293,466 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| N/A |
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6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| Credit Suisse Holdings (Australia) Limited(ACN008496713) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited(ACN068232 708) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) | Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Signatureprint namesign here | Winston LokecapacityAuthorised Signatory |
|---|---|
| date05-Aug-2022 |
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