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PROSPECT RESOURCES LIMITED Major Shareholding Notification 2022

Aug 4, 2022

65617_rns_2022-08-04_63822529-7968-476f-8e4f-fbb043ecef4c.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme PROSPECT RESOURCES LTD ACN/ARSN ACN 124 354 329

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 There was a change in the interests of the substantial holder on 02-Aug-2022 The previous notice was given to the company on 03-Aug-2022 The previous notice was dated 03-Aug-2022

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class ofsecurities (4) PreviousNotice PresentNotice
Person's votes Voting power (5) Person's votes Voting power (5)
CommonStock 33,547,914 7.26% 28,293,466 6.12%

3. Changes in relevant interests

Date ofchange Person whose relevantinterest changed Nature of change (6) Considerationgiven in relation tochange(7) Class and number ofsecurities affected Person'svotes affected
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 5,610.84 AUD -46,757 Common Stock -46,757
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 17,945.72 AUD -165,094 Common Stock -165,094
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 16,613.60 AUD -152,000 Common Stock -152,000
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 219,138.78 AUD -1,788,888 Common Stock -1,788,888
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 371,684.21 AUD -3,654,712 Common Stock -3,654,712
1-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 11,008.25 AUD -119,525 Common Stock -119,525
1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 195,958.37 AUD 1,584,142 Common Stock 1,584,142
1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 13,391.69 AUD 103,013 Common Stock 103,013

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1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 16,355.75 AUD 124,473 Common Stock 124,473
1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 243.13 AUD 2,016 Common Stock 2,016
1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 1,732.00 AUD 13,856 Common Stock 13,856
1-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 3,600.00 AUD 30,000 Common Stock 30,000
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 0.90 AUD -6 Common Stock -6
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 10,251.20 AUD -74,500 Common Stock -74,500
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 72,967.70 AUD -533,000 Common Stock -533,000
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 4,641.00 AUD -38,675 Common Stock -38,675
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 60,912.38 AUD -475,878 Common Stock -475,878
2-Aug-22 Credit Suisse Equities(Australia) Limited Disposed on market 224,998.07 AUD -1,653,182 Common Stock -1,653,182
2-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 196,505.73 AUD 1,455,598 Common Stock 1,455,598
2-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 1,107.95 AUD 8,207 Common Stock 8,207
2-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 11,248.56 AUD 82,407 Common Stock 82,407
2-Aug-22 Credit Suisse Equities(Australia) Limited Acquired on market 6,097.49 AUD 44,057 Common Stock 44,057

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest Registered holder ofsecurities Person entitled tobe registered asholder(8) Nature of relevantinterest (6) Class and numberof securities Person'svotes
Credit SuisseEquities (Australia)Limited (ACN 068232 708) CS FourthNominees PtyLimited (ACN 069126 432) Credit SuisseEquities (Australia)Limited Voting rights andright to dispose 28,293,466Common Stock 28,293,466

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name andACN/ARSN(ifapplicable) Nature ofassociation
N/A

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6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited(ACN008496713) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN068232 708) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Signatureprint namesign here Winston LokecapacityAuthorised Signatory
date05-Aug-2022

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