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PROSPECT RESOURCES LIMITED — Major Shareholding Notification 2022
Oct 30, 2022
65617_rns_2022-10-30_b624c092-f8cd-42b6-a518-eca8f1fb718b.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme PROSPECT RESOURCES LTD ACN/ARSN ACN 124 354 329
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713 The holder ceased to be a substantial holder on 25-Oct-2022 The previous notice was given to the company on 05-Aug-2022 The previous notice was dated 05-Aug-2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,723.75 AUD | 13,790 Common Stock |
13,790 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 105,154.29 AUD | 739,908 Common Stock |
739,908 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,870.56 AUD | -13,856 Common Stock |
-13,856 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 24,583.73 AUD | 170,839 Common Stock |
170,839 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,250.00 AUD | 60,000 Common Stock |
60,000 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 187,519.26 AUD | 1,350,991 Common Stock |
1,350,991 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 26,983.22 AUD | -229,085 Common Stock |
-229,085 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,492.15 AUD | 60,801 Common Stock |
60,801 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 44,315.63 AUD | 307,958 Common Stock |
307,958 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,800.00 AUD | -40,000 Common Stock |
-40,000 |
| 3-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 34,029.63 AUD | -272,237 Common Stock |
-272,237 |
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 64,085.49 AUD | 468,119 Common Stock |
468,119 |
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,550.86 AUD | 39,649 Common Stock |
39,649 |
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,477.95 AUD | 33,170 Common Stock |
33,170 |
1
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 272.28 AUD | -2,016 Common Stock |
-2,016 |
|---|---|---|---|---|---|
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,260.06 AUD | 31,556 Common Stock |
31,556 |
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,943.62 AUD | 28,335 Common Stock |
28,335 |
| 4-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 16,099.94 AUD | -117,407 Common Stock |
-117,407 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 24,648.73 AUD | -173,095 Common Stock |
-173,095 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 421.85 AUD | 3,245 Common Stock |
3,245 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,423.23 AUD | -30,505 Common Stock |
-30,505 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,157.39 AUD | 8,903 Common Stock |
8,903 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,550.00 AUD | 35,000 Common Stock |
35,000 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 9,510.21 AUD | -70,446 Common Stock |
-70,446 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 7,525.94 AUD | -51,903 Common Stock |
-51,903 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 27,698.47 AUD | 208,730 Common Stock |
208,730 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 8,250.00 AUD | -60,000 Common Stock |
-60,000 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 32,264.58 AUD | 246,266 Common Stock |
246,266 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,302.08 AUD | 10,016 Common Stock |
10,016 |
| 5-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,039.27 AUD | 15,447 Common Stock |
15,447 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 34,965.37 AUD | -246,235 Common Stock |
-246,235 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 13,250.00 AUD | 100,000 Common Stock |
100,000 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 32,309.63 AUD | -234,992 Common Stock |
-234,992 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,182.22 AUD | -29,873 Common Stock |
-29,873 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,202.82 AUD | -31,132 Common Stock |
-31,132 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 13,730.91 AUD | 102,546 Common Stock |
102,546 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,865.40 AUD | 28,496 Common Stock |
28,496 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 7,167.56 AUD | 53,093 Common Stock |
53,093 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,477.95 AUD | -33,170 Common Stock |
-33,170 |
| 8-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,046.49 AUD | 29,974 Common Stock |
29,974 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 6,830.93 AUD | 48,509 Common Stock |
48,509 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,730.63 AUD | 70,308 Common Stock |
70,308 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,550.00 AUD | -35,000 Common Stock |
-35,000 |
2
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,561.30 AUD | 62,019 Common Stock |
62,019 |
|---|---|---|---|---|---|
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 578.63 AUD | -4,451 Common Stock |
-4,451 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,961.23 AUD | 21,524 Common Stock |
21,524 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 32,237.55 AUD | -243,486 Common Stock |
-243,486 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 31,871.22 AUD | -240,695 Common Stock |
-240,695 |
| 9-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,903.29 AUD | -22,333 Common Stock |
-22,333 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,556.72 AUD | 32,548 Common Stock |
32,548 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 135.69 AUD | -974 Common Stock |
-974 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 18,772.35 AUD | 134,675 Common Stock |
134,675 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 29,200.64 AUD | 220,216 Common Stock |
220,216 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 10,574.15 AUD | -78,327 Common Stock |
-78,327 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,489.08 AUD | 24,922 Common Stock |
24,922 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 59,371.62 AUD | 436,303 Common Stock |
436,303 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,336.07 AUD | -32,119 Common Stock |
-32,119 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 28,040.38 AUD | -207,246 Common Stock |
-207,246 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,403.10 AUD | -17,165 Common Stock |
-17,165 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 7,000.00 AUD | 50,000 Common Stock |
50,000 |
| 10-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,009.84 AUD | 7,768 Common Stock |
7,768 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 102,660.30 AUD | 812,829 Common Stock |
812,829 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,889.78 AUD | -34,927 Common Stock |
-34,927 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 7,472.29 AUD | 59,006 Common Stock |
59,006 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 394.94 AUD | -2,821 Common Stock |
-2,821 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,866.75 AUD | 70,934 Common Stock |
70,934 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,966.91 AUD | 38,207 Common Stock |
38,207 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 59,558.65 AUD | -423,905 Common Stock |
-423,905 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 675.00 AUD | 5,000 Common Stock |
5,000 |
| 11-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,980.26 AUD | -22,076 Common Stock |
-22,076 |
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,571.03 AUD | 46,757 Common Stock |
46,757 |
3
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 24,110.48 AUD | 203,464 Common Stock |
203,464 |
|---|---|---|---|---|---|
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 13,288.86 AUD | -102,222 Common Stock |
-102,222 |
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 9,820.00 AUD | -71,000 Common Stock |
-71,000 |
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 23,876.76 AUD | 207,624 Common Stock |
207,624 |
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 213.48 AUD | 1,779 Common Stock |
1,779 |
| 12-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 6,797.98 AUD | -48,557 Common Stock |
-48,557 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 18,772.68 AUD | -148,518 Common Stock |
-148,518 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,584.84 AUD | -38,207 Common Stock |
-38,207 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 50,618.88 AUD | -391,578 Common Stock |
-391,578 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 11,523.15 AUD | 104,053 Common Stock |
104,053 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 9,739.44 AUD | -72,144 Common Stock |
-72,144 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 48,463.29 AUD | 443,557 Common Stock |
443,557 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 48,524.16 AUD | 456,913 Common Stock |
456,913 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,100.00 AUD | 20,000 Common Stock |
20,000 |
| 15-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,774.11 AUD | 93,006 Common Stock |
93,006 |
| 16-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 61,817.21 AUD | -510,886 Common Stock |
-510,886 |
| 16-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,821.51 AUD | 34,741 Common Stock |
34,741 |
| 16-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 34,867.11 AUD | 328,625 Common Stock |
328,625 |
| 16-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,147.65 AUD | 28,615 Common Stock |
28,615 |
| 16-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,436.36 AUD | 49,248 Common Stock |
49,248 |
| 17-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 698.06 AUD | 6,346 Common Stock |
6,346 |
| 17-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 45,188.22 AUD | -415,715 Common Stock |
-415,715 |
| 17-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 12,123.58 AUD | 111,430 Common Stock |
111,430 |
| 18-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 13,409.62 AUD | 128,783 Common Stock |
128,783 |
| 18-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 19,820.66 AUD | -182,911 Common Stock |
-182,911 |
| 18-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,249.36 AUD | 11,760 Common Stock |
11,760 |
| 18-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 20,110.02 AUD | -191,524 Common Stock |
-191,524 |
| 19-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 6,504.30 AUD | -59,163 Common Stock |
-59,163 |
| 19-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 33,811.99 AUD | 337,445 Common Stock |
337,445 |
2
| 19-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,674.91 AUD | 35,325 Common Stock |
35,325 |
|---|---|---|---|---|---|
| 19-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 28,656.98 AUD | -260,518 Common Stock |
-260,518 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1.23 AUD | 12 Common Stock |
12 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,775.00 AUD | 55,000 Common Stock |
55,000 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 23,126.90 AUD | 231,269 Common Stock |
231,269 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,607.90 AUD | 86,079 Common Stock |
86,079 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 947.80 AUD | 9,478 Common Stock |
9,478 |
| 22-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 13,202.49 AUD | -125,738 Common Stock |
-125,738 |
| 23-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 61.91 AUD | 604 Common Stock |
604 |
| 23-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,663.87 AUD | 84,361 Common Stock |
84,361 |
| 23-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 28,068.31 AUD | -273,038 Common Stock |
-273,038 |
| 23-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 7,604.00 AUD | -76,040 Common Stock |
-76,040 |
| 24-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 5,500.00 AUD | -55,000 Common Stock |
-55,000 |
| 24-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 35,436.58 AUD | -352,954 Common Stock |
-352,954 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,102.00 AUD | -40,042 Common Stock |
-40,042 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,129.20 AUD | -41,292 Common Stock |
-41,292 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 821.73 AUD | 7,826 Common Stock |
7,826 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 113.47 AUD | 1,080 Common Stock |
1,080 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 74,669.86 AUD | 713,861 Common Stock |
713,861 |
| 25-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 6,300.00 AUD | 60,000 Common Stock |
60,000 |
| 26-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,500.00 AUD | -15,000 Common Stock |
-15,000 |
| 26-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,099.48 AUD | -20,376 Common Stock |
-20,376 |
| 26-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 7,700.00 AUD | 75,000 Common Stock |
75,000 |
| 26-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 630.00 AUD | 6,000 Common Stock |
6,000 |
| 26-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 128.00 AUD | 1,219 Common Stock |
1,219 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 28,348.69 AUD | 284,055 Common Stock |
284,055 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 744.77 AUD | 7,603 Common Stock |
7,603 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,870.23 AUD | 29,590 Common Stock |
29,590 |
5
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,658.93 AUD | 57,786 Common Stock |
57,786 |
|---|---|---|---|---|---|
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,812.29 AUD | 18,878 Common Stock |
18,878 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 6,833.72 AUD | -65,083 Common Stock |
-65,083 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,150.00 AUD | -30,000 Common Stock |
-30,000 |
| 29-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 21,495.64 AUD | -201,270 Common Stock |
-201,270 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,791.34 AUD | 19,685 Common Stock |
19,685 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 10,793.62 AUD | 117,322 Common Stock |
117,322 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,155.30 AUD | 54,881 Common Stock |
54,881 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,821.44 AUD | 105,369 Common Stock |
105,369 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,495.59 AUD | 47,380 Common Stock |
47,380 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,162.14 AUD | -11,068 Common Stock |
-11,068 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,467.53 AUD | -24,556 Common Stock |
-24,556 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,780.00 AUD | -36,000 Common Stock |
-36,000 |
| 30-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 503.48 AUD | -4,795 Common Stock |
-4,795 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 36,459.62 AUD | -364,232 Common Stock |
-364,232 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,993.59 AUD | -41,171 Common Stock |
-41,171 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 20,320.63 AUD | -208,275 Common Stock |
-208,275 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 17,922.26 AUD | -180,652 Common Stock |
-180,652 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 32,973.38 AUD | 337,842 Common Stock |
337,842 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,859.75 AUD | 29,482 Common Stock |
29,482 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | .39 AUD | 4 Common Stock | 4 |
| 31-Aug-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,461.01 AUD | 32,962 Common Stock |
32,962 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,649.37 AUD | -38,146 Common Stock |
-38,146 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,770.72 AUD | -19,247 Common Stock |
-19,247 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 41,945.27 AUD | -454,445 Common Stock |
-454,445 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,032.70 AUD | -43,953 Common Stock |
-43,953 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,219.20 AUD | 52,545 Common Stock |
52,545 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,000.00 AUD | 10,000 Common Stock |
10,000 |
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 10,743.12 AUD | 107,356 Common Stock |
107,356 |
2
| 1-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5.64 AUD | 57 Common Stock |
57 |
|---|---|---|---|---|---|
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,391.34 AUD | -44,223 Common Stock |
-44,223 |
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,296.20 AUD | -32,962 Common Stock |
-32,962 |
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,455.00 AUD | 15,000 Common Stock |
15,000 |
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,348.37 AUD | 44,760 Common Stock |
44,760 |
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 10.78 AUD | 110 Common Stock |
110 |
| 2-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,764.88 AUD | 28,290 Common Stock |
28,290 |
| 5-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 10,089.46 AUD | 105,428 Common Stock |
105,428 |
| 5-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3.22 AUD | 34 Common Stock |
34 |
| 6-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,900.00 AUD | 50,000 Common Stock |
50,000 |
| 6-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,566.38 AUD | 97,989 Common Stock |
97,989 |
| 6-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,900.00 AUD | 50,000 Common Stock |
50,000 |
| 6-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 607.71 AUD | 6,202 Common Stock |
6,202 |
| 7-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 14,280.86 AUD | -150,009 Common Stock |
-150,009 |
| 7-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 352.51 AUD | 3,659 Common Stock |
3,659 |
| 7-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,781.22 AUD | 29,276 Common Stock |
29,276 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,950.00 AUD | -50,000 Common Stock |
-50,000 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,950.00 AUD | -50,000 Common Stock |
-50,000 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 5,215.98 AUD | -53,773 Common Stock |
-53,773 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,434.51 AUD | 25,899 Common Stock |
25,899 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 930.00 AUD | 10,000 Common Stock |
10,000 |
| 8-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 439.85 AUD | 4,674 Common Stock |
4,674 |
| 9-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,855.65 AUD | -40,163 Common Stock |
-40,163 |
| 9-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,899.58 AUD | 41,931 Common Stock |
41,931 |
| 9-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,072.21 AUD | 11,452 Common Stock |
11,452 |
| 9-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,429.50 AUD | 46,500 Common Stock |
46,500 |
| 9-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 11,598.68 AUD | 122,708 Common Stock |
122,708 |
| 12-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 882.31 AUD | -9,096 Common Stock |
-9,096 |
7
| 12-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,809.65 AUD | 29,669 Common Stock |
29,669 |
|---|---|---|---|---|---|
| 12-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,238.93 AUD | 13,020 Common Stock |
13,020 |
| 12-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,488.00 AUD | 26,000 Common Stock |
26,000 |
| 12-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,397.86 AUD | 34,795 Common Stock |
34,795 |
| 13-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 920.00 AUD | -10,000 Common Stock |
-10,000 |
| 13-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,903.66 AUD | -20,291 Common Stock |
-20,291 |
| 13-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,794.49 AUD | 39,942 Common Stock |
39,942 |
| 13-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 245.74 AUD | 2,586 Common Stock |
2,586 |
| 13-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 150.30 AUD | 1,562 Common Stock |
1,562 |
| 14-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 509.01 AUD | -5,415 Common Stock |
-5,415 |
| 14-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 547.65 AUD | -6,085 Common Stock |
-6,085 |
| 14-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,637.17 AUD | 49,862 Common Stock |
49,862 |
| 14-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,052.56 AUD | 32,474 Common Stock |
32,474 |
| 14-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,413.87 AUD | 14,790 Common Stock |
14,790 |
| 15-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,051.60 AUD | -11,000 Common Stock |
-11,000 |
| 15-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,291.38 AUD | 13,480 Common Stock |
13,480 |
| 15-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,375.00 AUD | 25,000 Common Stock |
25,000 |
| 16-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,736.89 AUD | -49,862 Common Stock |
-49,862 |
| 16-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 12.97 AUD | -138 Common Stock |
-138 |
| 16-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 402.32 AUD | 4,326 Common Stock |
4,326 |
| 19-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,024.35 AUD | -21,272 Common Stock |
-21,272 |
| 19-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,668.39 AUD | -17,562 Common Stock |
-17,562 |
| 19-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 278.48 AUD | 3,027 Common Stock |
3,027 |
| 20-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,073.87 AUD | -43,805 Common Stock |
-43,805 |
| 20-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,300.61 AUD | 25,534 Common Stock |
25,534 |
| 20-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 910.00 AUD | 10,000 Common Stock |
10,000 |
| 21-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 81.33 AUD | -884 Common Stock |
-884 |
| 21-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,704.81 AUD | 20,033 Common Stock |
20,033 |
| 23-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 50,205.14 AUD | -560,000 Common Stock |
-560,000 |
2
| 23-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,568.52 AUD | -17,545 Common Stock |
-17,545 |
|---|---|---|---|---|---|
| 23-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 522.39 AUD | 6,517 Common Stock |
6,517 |
| 23-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,710.38 AUD | 46,444 Common Stock |
46,444 |
| 23-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 197.50 AUD | 2,500 Common Stock |
2,500 |
| 26-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 14,673.60 AUD | -169,285 Common Stock |
-169,285 |
| 26-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 6.97 AUD | -82 Common Stock |
-82 |
| 26-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,162.48 AUD | 14,174 Common Stock |
14,174 |
| 26-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,646.56 AUD | 20,281 Common Stock |
20,281 |
| 27-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 304.39 AUD | -3,745 Common Stock |
-3,745 |
| 27-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,774.83 AUD | 42,465 Common Stock |
42,465 |
| 27-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,321.23 AUD | 92,019 Common Stock |
92,019 |
| 28-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 200.00 AUD | -2,500 Common Stock |
-2,500 |
| 29-Sep-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,063.68 AUD | -48,960 Common Stock |
-48,960 |
| 29-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 18,270.49 AUD | 171,393 Common Stock |
171,393 |
| 29-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 556.08 AUD | 5,296 Common Stock |
5,296 |
| 30-Sep-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,148.11 AUD | 19,546 Common Stock |
19,546 |
| 3-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 10,505.89 AUD | -99,771 Common Stock |
-99,771 |
| 3-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 299.45 AUD | -2,949 Common Stock |
-2,949 |
| 3-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,813.44 AUD | 17,009 Common Stock |
17,009 |
| 3-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,095.61 AUD | 80,483 Common Stock |
80,483 |
| 4-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,249.18 AUD | -29,538 Common Stock |
-29,538 |
| 4-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 62,369.00 AUD | -567,800 Common Stock |
-567,800 |
| 4-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 806.34 AUD | -7,337 Common Stock |
-7,337 |
| 4-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 6,591.48 AUD | 60,000 Common Stock |
60,000 |
| 5-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,090.00 AUD | -19,000 Common Stock |
-19,000 |
| 5-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 8,405.20 AUD | 82,127 Common Stock |
82,127 |
| 6-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 15,099.80 AUD | -141,559 Common Stock |
-141,559 |
| 6-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,675.79 AUD | 47,131 Common Stock |
47,131 |
9
| 6-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 285.32 AUD | 2,882 Common Stock |
2,882 |
|---|---|---|---|---|---|
| 6-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 92.95 AUD | 934 Common Stock |
934 |
| 7-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 5,410.00 AUD | -51,000 Common Stock |
-51,000 |
| 10-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 7,105.09 AUD | -70,781 Common Stock |
-70,781 |
| 10-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,752.20 AUD | 27,522 Common Stock |
27,522 |
| 10-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 345.70 AUD | 3,457 Common Stock |
3,457 |
| 11-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 333.22 AUD | -3,471 Common Stock |
-3,471 |
| 11-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 243.31 AUD | -2,500 Common Stock |
-2,500 |
| 11-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 746.30 AUD | -7,463 Common Stock |
-7,463 |
| 11-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,811.85 AUD | 48,081 Common Stock |
48,081 |
| 12-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,656.50 AUD | -46,565 Common Stock |
-46,565 |
| 13-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 10,564.00 AUD | -105,640 Common Stock |
-105,640 |
| 13-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,889.81 AUD | -27,522 Common Stock |
-27,522 |
| 13-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,600.94 AUD | 16,852 Common Stock |
16,852 |
| 14-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,875.00 AUD | -18,750 Common Stock |
-18,750 |
| 14-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 11,682.93 AUD | -117,502 Common Stock |
-117,502 |
| 14-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,783.33 AUD | 18,347 Common Stock |
18,347 |
| 17-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,243.93 AUD | -22,666 Common Stock |
-22,666 |
| 17-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 2,686.67 AUD | 27,821 Common Stock |
27,821 |
| 18-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 4,223.05 AUD | -43,447 Common Stock |
-43,447 |
| 18-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 444.42 AUD | -4,583 Common Stock |
-4,583 |
| 18-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,406.71 AUD | 98,810 Common Stock |
98,810 |
| 18-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 1,317.56 AUD | 13,869 Common Stock |
13,869 |
| 19-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,019.86 AUD | -10,514 Common Stock |
-10,514 |
| 19-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,096.43 AUD | 41,904 Common Stock |
41,904 |
| 20-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 5.83 AUD | -62 Common Stock |
-62 |
| 20-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,038.50 AUD | -31,651 Common Stock |
-31,651 |
| 20-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 9,531.80 AUD | 90,798 Common Stock |
90,798 |
| 20-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 661.59 AUD | 6,432 Common Stock |
6,432 |
2
| 21-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,000.30 AUD | -20,003 Common Stock |
-20,003 |
|---|---|---|---|---|---|
| 21-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 1,928.33 AUD | -19,889 Common Stock |
-19,889 |
| 21-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 5,702.28 AUD | 55,571 Common Stock |
55,571 |
| 21-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 3,150.00 AUD | 30,000 Common Stock |
30,000 |
| 24-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 9,900.00 AUD | -90,000 Common Stock |
-90,000 |
| 24-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 4,926.67 AUD | 48,190 Common Stock |
48,190 |
| 24-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 10,000.00 AUD | 100,000 Common Stock |
100,000 |
| 25-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 3,150.00 AUD | -30,000 Common Stock |
-30,000 |
| 25-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 501,506.50 AUD | -5,015,065 Common Stock |
-4,885,524 |
| 25-Oct-22 | Credit Suisse Equities (Australia) Limited |
Acquired on market | 523.85 AUD | 4,989 Common Stock |
4,989 |
| 25-Oct-22 | Credit Suisse Equities (Australia) Limited |
Disposed on market | 2,814,004.31 AUD |
-26,800,041 Common Stock |
-26,100,041 |
| 24-Oct-22 | Credit Suisse Securities (USA) LLC |
Refer to Annexure A of Notice |
Stock borrowed under OSLA |
1,000,000 Common Stock |
1,000,000 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name andACN/ARSN(ifapplicable) | Nature ofassociation |
|---|---|
| N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
| Credit Suisse Holdings (Australia) Limited (ACN008496713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Holdings (Australia) Limited (ACN069126432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Securities (USA) LLC | 11 Madison Avenue, New York, NY 10010 |
11
Signature
print name Winston Loke capacity Authorised Signatory sign here date 31-Oct-2022
==> picture [59 x 28] intentionally omitted <==
2
Annexure "A"
This is Annexure "A" referred to in the Form 605 " Notice of ceasing to be substantial holder "
| Signature print name sign here |
Credit Suisse Holdings (Australia) Limited (ACN 008 496 713) Winston Loke capacity Authorised Signatory |
|---|---|
| date 31-Oct-2022 |
==> picture [59 x 28] intentionally omitted <==
13
| Prescribed information | |
|---|---|
| Schedule | |
| Type of agreement | Overseas Securities Lending Agreement |
| Parties to agreement | Credit Suisse Securities (USA) LLC and The |
| Bank of New York Mellon | |
| Transfer date | 24-Oct-2022 |
| Holder of voting rights | Borrower |
| Are there any restrictions on voting rights? | No |
| If yes, detail | N/A |
| Scheduled return date (if any) | N/A |
| Does the borrower have the right to return early? | Yes |
| If yes, detail | At Will |
| Does the lender have the right to recall early? | Yes |
| If yes, detail | With 4 business days prior notice or earlier |
| upon agreement. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptions | If an event of default occurs in respect of either |
| the lender or the borrower, the obligation of the | |
| borrower to deliver the securities to the lender | |
| will be netted off against the obligation of the | |
| lender to return securities or cash held by the | |
| lender as collateral. | |
2
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