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PROS Holdings, Inc. — Director's Dealing 2021
Jan 13, 2021
32148_dirs_2021-01-13_dc84ea93-7a10-43f5-8e0c-233d395519f6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2021-01-11
Reporting Person: Cook Scott William (Sr.VP,Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock | S | 1302 | $48.30 | Disposed | 34356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-11 | Restricted Stock Units | $ | A | 14489 | Acquired | Common Stock (14489.0) | Direct |
Footnotes
F1: The sale of shares reported on this Form 4 were made solely to cover tax withholding obligations of the Reporting Person and were sold pursuant to a Rule 10b5-1 trading plan dated November 6, 2020.
F2: These shares were sold in multiple transactions all at this price.
F3: This number includes 131 shares purchased through the PROS Holdings, Inc. Employee Stock Purchase Plan for the purchase period ending December 31, 2020.
F4: Each restricted stock unit ("RSU") represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
F5: This RSU grant was awarded on Jan 11, 2021 in the amount of 14,489 RSUs, and vests annually in equal installments over a four-year period on January 11 each year, with a final lapse date of January 11, 2025.
F6: Includes: (i) 2,894 unvested RSUs vesting in equal installments on Jan 10 over the next two years, with a final lapse date of Jan 1, 2022, and is associated with a Jan 8, 2018 grant that vests in equal installments for four years; (ii) 6,808 unvested restricted stock units that vest on Jan 15, with a final lapse date of Jan 15, 2023, and is associated with a Jan 15, 2019 grant that vests in equal installments for four years; and (iii) 6,000 unvested RSUs that vest on Jan 13, with a final lapse date of Jan 13, 2024, and is associated with a Jan 13, 2020 grant that vests in equal installments for four years; and (iv) 14,489 unvested RSUs that vest on Jan 11, with a final lapse date of Jan 11, 2025, and is associated with a Jan 11, 2021 grant that vests in equal installments for four years.