AI assistant
PROS Holdings, Inc. — Director's Dealing 2021
Jan 15, 2021
32148_dirs_2021-01-15_929905e4-997c-4683-a9c6-a610a5e326b1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2021-01-13
Reporting Person: Schulz Stefan B (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | M | 5650 | $47.15 | Acquired | 288244 | Direct |
| 2021-01-14 | Common Stock | S | 2373 | $46.80 | Disposed | 285871 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Restricted Stock Units | $ | M | 5650 | Disposed | Common Stock (5650.0) | Direct |
Footnotes
F1: The price represents the price of PROS Holdings, Inc. ("PROS") common stock at the close of market on January 13, 2021.
F2: The sale of shares reported on this Form 4 were made solely to cover tax withholding obligations of the Reporting Person and were sold pursuant to a Rule 10b5-1 trading plan dated November 25, 2020.
F3: These shares were sold in multiple transactions all at this price.
F4: Each restricted stock unit represents the contingent right to receive one share of PROS common stock.
F5: This is the first tranche of a restricted stock unit grant, awarded on January 13, 2020 in the amount of 22,600 units, that vest annually, in equal installments over a four-year period on January 13 of each year.
F6: Includes: (i) 10,417 unvested RSUs awarded on January 8, 2018 - the award vests in four equal annual installments which began on January 10, 2019, with a final lapse date of January 10, 2022; (ii) 27,232 unvested RSUs awarded on January 15, 2019 - the award vests in four equal annual installments which began on January 15, 2020, with a final lapse date of January 15, 2023; (iii) 16,950 unvested RSUs awarded on January 13, 2020 - the award vests in four equal annual installments beginning January 13, 2021, with a final lapse date of January 13, 2024; and (iv) 37,259 unvested RSUs awarded on January 11, 2021 - the award vests in four equal annual installments beginning January 11, 2022, with a final lapse date of January 11, 2025.