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PROS Holdings, Inc. — Director's Dealing 2021
Jan 20, 2021
32148_dirs_2021-01-20_f1d5ff7c-5990-4a73-a022-b14396afd75d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2021-01-15
Reporting Person: Cook Scott William (Sr.VP,Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-15 | Common Stock | M | 2269 | $45.30 | Acquired | 37450 | Direct |
| 2021-01-19 | Common Stock | S | 1021 | $44.37 | Disposed | 36429 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-15 | Restricted Stock Units | $ | M | 2269 | Disposed | Common Stock (2269.0) | Direct |
Footnotes
F1: The price represents the price of PROS Holdings, Inc. common stock at the close of market on January 15, 2021.
F2: The sale of shares reported on this Form 4 were made solely to cover tax withholding obligations of the Reporting Person and were sold pursuant to a Rule 10b5-1 trading plan dated November 6, 2020.
F3: These shares were sold in multiple transactions all at this price.
F4: Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock.
F5: This is the second tranche of a restricted stock unit grant, awarded on January 15, 2019 in the amount of 9,077 units, that vest annually, in equal installments over a four-year period on January 15 of each year.
F6: Includes: (i) 2,894 unvested RSUs awarded on January 8, 2018 - the award vests in four equal annual installments which began on January 10, 2019, with a final lapse date of January 10, 2022; (ii) 4,539 unvested RSUs awarded on January 15, 2019 - the award vests in four equal annual installments which began on January 15, 2020, with a final lapse date of January 15, 2023; (iii) 4,500 unvested RSUs awarded on January 13, 2020 - the award vests in four equal annual installments beginning January 13, 2021, with a final lapse date of January 13, 2024; and (iv) 14,489 unvested RSUs awarded on January 11, 2021 - the award vests in four equal annual installments beginning January 11, 2022, with a final lapse date of January 11, 2025.