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PROS Holdings, Inc. Director's Dealing 2017

Mar 11, 2017

32148_dirs_2017-03-10_9cfebbcf-57bc-4a56-adf7-95df7a606e52.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2017-03-08

Reporting Person: Woestemeyer Mariette M (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-08 Common Stock M 2811 $11 Acquired 4152492 Direct
2017-03-08 Common Stock S 1386 $22.38 Disposed 4151106 Direct
2017-03-08 Common Stock M 7000 $11 Acquired 4158106 Direct
2017-03-08 Common Stock S 3454 $22.36 Disposed 4154652 Direct
2017-03-09 Common Stock M 5189 $11 Acquired 4159841 Direct
2017-03-09 Common Stock S 2627 $21.80 Disposed 4157214 Direct
2017-03-08 Common Stock M 15000 $11 Acquired 4172214 Direct
2017-03-08 Common Stock S 15000 $22.42 Disposed 4157214 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-03-08 NQ Stock Option $11.0 M 2811 Disposed 2017-06-27 Common Stock (2811.0) Direct
2017-03-08 NQ Stock Option $11.0 M 7000 Disposed 2017-06-27 Common Stock (7000.0) Direct
2017-03-09 NQ Stock Option $11.0 M 5189 Disposed 2017-06-27 Common Stock (5189.0) Direct
2017-03-08 NQ Stock Option $11.0 M 15000 Disposed 2017-06-27 Common Stock (15000.0) Direct

Footnotes

F1: Represents a cashless exercise and hold of options and sale of shares sufficient to cover only exercise price, taxes and fees.

F2: Includes: (i) 771,834 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 1,000,000 shares held by The Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee; (iii) 43,998 shares held by the 2007 ILIT; (iv) 476,002 shares held by MAROKA, LLC of which Mr. and Mrs. Woestemeyer are the sole managers; (v) 344,560 shares held by Mrs. Woestemeyer's 2010 GRAT to Retained Annuity Trust; (vi) 226,522 shares held by Mrs. Woestemeyer's Dynasty Trust; (vii) 236,266 shares held by Mr. Woestemeyer's Dynasty Trust; (viii) 603,548 shares held by Mr. Woestemeyer's 2007 Irrevocable Trust; and (ix) 448,210 shares held by Mrs. Woestemeyer's 2007 Irrevocable Trust.

F3: Represents the average price for 61 separate transactions in a range from $22.35 to $22.51 on March 8, 2017.

F4: These stock options were granted on June 27, 2007, one-third of which were immediately exercisable, with the remainder vesting in equal installments over the following two years.

F5: Column 8 has been intentionally left blank due to the fact the transactions are strictly exercise and hold of Issuer granted non-qualified stock options.