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PROS Holdings, Inc. — Director's Dealing 2017
Mar 11, 2017
32148_dirs_2017-03-10_9cfebbcf-57bc-4a56-adf7-95df7a606e52.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2017-03-08
Reporting Person: Woestemeyer Mariette M (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-08 | Common Stock | M | 2811 | $11 | Acquired | 4152492 | Direct |
| 2017-03-08 | Common Stock | S | 1386 | $22.38 | Disposed | 4151106 | Direct |
| 2017-03-08 | Common Stock | M | 7000 | $11 | Acquired | 4158106 | Direct |
| 2017-03-08 | Common Stock | S | 3454 | $22.36 | Disposed | 4154652 | Direct |
| 2017-03-09 | Common Stock | M | 5189 | $11 | Acquired | 4159841 | Direct |
| 2017-03-09 | Common Stock | S | 2627 | $21.80 | Disposed | 4157214 | Direct |
| 2017-03-08 | Common Stock | M | 15000 | $11 | Acquired | 4172214 | Direct |
| 2017-03-08 | Common Stock | S | 15000 | $22.42 | Disposed | 4157214 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-08 | NQ Stock Option | $11.0 | M | 2811 | Disposed | 2017-06-27 | Common Stock (2811.0) | Direct |
| 2017-03-08 | NQ Stock Option | $11.0 | M | 7000 | Disposed | 2017-06-27 | Common Stock (7000.0) | Direct |
| 2017-03-09 | NQ Stock Option | $11.0 | M | 5189 | Disposed | 2017-06-27 | Common Stock (5189.0) | Direct |
| 2017-03-08 | NQ Stock Option | $11.0 | M | 15000 | Disposed | 2017-06-27 | Common Stock (15000.0) | Direct |
Footnotes
F1: Represents a cashless exercise and hold of options and sale of shares sufficient to cover only exercise price, taxes and fees.
F2: Includes: (i) 771,834 shares held by Ronald F. Woestemeyer and Mariette Woestemeyer; (ii) 1,000,000 shares held by The Woestemeyer 1999 Gift Trust, of which Deutsche Bank Trust Company Delaware is sole trustee; (iii) 43,998 shares held by the 2007 ILIT; (iv) 476,002 shares held by MAROKA, LLC of which Mr. and Mrs. Woestemeyer are the sole managers; (v) 344,560 shares held by Mrs. Woestemeyer's 2010 GRAT to Retained Annuity Trust; (vi) 226,522 shares held by Mrs. Woestemeyer's Dynasty Trust; (vii) 236,266 shares held by Mr. Woestemeyer's Dynasty Trust; (viii) 603,548 shares held by Mr. Woestemeyer's 2007 Irrevocable Trust; and (ix) 448,210 shares held by Mrs. Woestemeyer's 2007 Irrevocable Trust.
F3: Represents the average price for 61 separate transactions in a range from $22.35 to $22.51 on March 8, 2017.
F4: These stock options were granted on June 27, 2007, one-third of which were immediately exercisable, with the remainder vesting in equal installments over the following two years.
F5: Column 8 has been intentionally left blank due to the fact the transactions are strictly exercise and hold of Issuer granted non-qualified stock options.