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PROS Holdings, Inc. — Director's Dealing 2017
Mar 15, 2017
32148_dirs_2017-03-15_75cc5a21-e540-4498-9fb8-e81b72a81fe8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROS Holdings, Inc. (PRO)
CIK: 0001392972
Period of Report: 2017-03-13
Reporting Person: Reiner Andres (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-13 | Common Stock | M | 27275 | $6 | Acquired | 487638 | Direct |
| 2017-03-13 | Common Stock | S | 27275 | $22.50 | Disposed | 460363 | Direct |
| 2017-03-14 | Common Stock | M | 22725 | $6 | Acquired | 483088 | Direct |
| 2017-03-14 | Common Stock | S | 22725 | $22.27 | Disposed | 460363 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-13 | NQ Stock Option | $6.0 | M | 27275 | Disposed | 2017-03-27 | Common Stock (27275.0) | Direct |
| 2017-03-14 | NQ Stock Option | $6.0 | M | 22725 | Disposed | 2017-03-27 | Common Stock (22725.0) | Direct |
Footnotes
F1: Each option granted represents the contingent right to buy one share of PROS Holdings, Inc. common stock at the price granted.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2017.
F3: Represents the average price for 48 separate transactions in a range from $22.19 to $22.76 on March 13, 2017.
F4: Represents the average price for 50 separate transactions in a range from $21.98 to $22.50 on March 14, 2017.
F5: These 50,000 NQ stock options were granted on March 26, 2007 under the PROS Holdings, Inc. 2007 Equity Incentive Plan; one-third of which were immediately exercisable, with the remainder vesting in equal installments over the following two years.
F6: Includes: (i) 100,000 fully vested NQ stock options granted on November 15, 2007 with an expiration date of November 15, 2017; and (ii) 50,000 fully vested NQ stock options granted on May 14, 2008, with an expiration date of May 14, 2018.