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ProPhase Labs, Inc. — Director's Dealing 2021
Jun 10, 2021
34999_dirs_2021-06-10_9257a600-a8c7-432a-b48e-3726fa5caba6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2021-06-09
Reporting Person: Barr Jason Michael (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-09 | Option (right to buy) | $5.28 | A | 100000 | Acquired | 2028-06-09 | Common Stock (100000) | Direct |
Footnotes
F1: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of a stock option to purchase the Issuer's common stock, with one-quarter of such stock option vesting on June 30, 2021 and the remaining portion vesting pro rata in equal monthly installments beginning July 31, 2021 and on the last day of each month thereafter, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of June 9, 2021.
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