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ProPhase Labs, Inc. Director's Dealing 2021

Jun 10, 2021

34999_dirs_2021-06-10_85af90cb-1d97-4768-9946-163af393720d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2021-06-09

Reporting Person: GLECKEL LOUIS MD (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-09 Option (right to buy) $5.28 A 100000 Acquired 2028-06-09 Common Stock (100000) Direct

Footnotes

F1: The transaction reported in this row involves a grant by the Issuer to the Reporting Person of a stock option to purchase the Issuer's common stock, with one-quarter of such stock option vesting on June 30, 2021 and the remaining portion vesting pro rata in equal monthly installments beginning July 31, 2021 and on the last day of each month thereafter, as detailed in a stock option award agreement by and between the Issuer and the Reporting Person, dated as of June 9, 2021.