ProPhase Labs, Inc. — Director's Dealing 2017

Sep 15, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2017-09-14

Reporting Person: CUDDIHY ROBERT V JR (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-14	Common Stock, par value $0.005	M	200000	$1.00	Acquired	331324	Direct
2017-09-14	Common Stock, par value $0.005	M	120000	$1.65	Acquired	451324	Direct
2017-09-14	Common Stock, par value $0.005	M	40000	$1.39	Acquired	491324	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-14	Employee Stock Option (right to buy)	$1.00	M	200000	Disposed	2017-12-15	Common Stock (200000)	Direct
2017-09-14	Employee Stock Option (right to buy)	$1.65	M	120000	Disposed	2019-12-18	Common Stock (120000)	Direct
2017-09-14	Employee Stock Option (right to buy)	$1.39	M	40000	Disposed	2021-12-18	Common Stock (40000)	Direct