ProPhase Labs, Inc. — Director's Dealing 2017

Dec 18, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2017-12-14

Reporting Person: Karkus Ted William (Director, CEO & CHAIRMAN, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-12-14	Common Stock, par value $0.005	M	600000	$1.00	Acquired	2909638	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-12-14	Employee Stock Option (right to buy)	$1.00	M	600000	Disposed	2017-12-14	Common Stock (600000)	Direct

Footnotes

F1: These employee stock options vested in annual installments of 100,000, 100,000, 100,000 and 300,000 shares on December 14, 2011, 2012, 2013 and 2014, respectively.