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ProPhase Labs, Inc. — Director's Dealing 2013
May 10, 2013
34999_dirs_2013-05-10_b68e5af8-8f18-4523-af6d-33ab3c5cac97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ProPhase Labs, Inc. (PRPH)
CIK: 0000868278
Period of Report: 2013-05-08
Reporting Person: Leventhal Mark S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-08 | Common Stock, par value $0.0005 | P | 8696 | $1.60 | Acquired | 178696 | Indirect |
| 2013-05-09 | Common Stock, par value $0.0005 | P | 1304 | $1.60 | Acquired | 180000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.0005 | 270195 | Direct |
Footnotes
F1: The reporting person has corrected his beneficial ownership information in this Form 4 to disclose that 20,000 shares that were reported as individually owned in a Form 4 filed with the Securities and Exchange Commission on November 30, 2012 were actually owned by the Mark S & Donna R Leventhal Family Foundation Inc.
F2: The reporting person and his wife control the Mark S & Donna R Leventhal Family Foundation Inc., a charitable foundation. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.