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Prologis, Inc. — Director's Dealing 2016
Feb 19, 2016
29861_dirs_2016-02-19_17c22545-5e68-4f28-8a67-bb8a4508bcef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2016-02-17
Reporting Person: MOGHADAM HAMID R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-17 | Common Stock | M | 9961 | $0.00 | Acquired | 760903 | Indirect |
| 2016-02-17 | Common Stock | M | 64312 | $0.00 | Acquired | 825215 | Indirect |
| 2016-02-17 | Common Stock | M | 20206 | $0.00 | Acquired | 845421 | Indirect |
| 2016-02-17 | Common Stock | M | 63446 | $0.00 | Acquired | 908867 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-17 | Restricted Stock Units | $0.00 | M | 9961 | Disposed | Common Stock (9961) | Direct | |
| 2016-02-17 | Restricted Stock Units | $0.00 | M | 64312 | Disposed | Common Stock (64312) | Direct | |
| 2016-02-17 | Restricted Stock Units | $0.00 | M | 20206 | Disposed | Common Stock (20206) | Direct | |
| 2016-02-17 | Restricted Stock Units | $0.00 | M | 63446 | Disposed | Common Stock (63446) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 803945 | Indirect |
| Common Stock | 2159089 | Indirect |
| Common Stock | 131775 | Indirect |
Footnotes
F1: Conversion of 20% of the original RSU grant following vest on February 5, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016.
F2: Held indirectly through a rabbi trust pursuant to our NQDC plans.
F3: Conversion of 33% of the original RSU grant following vest on February 5, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016.
F4: Conversion of 40% of the original RSU grant following vest on February 13, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016. The remaining 20% of the original RSU grant will vest on February 13, 2017.
F5: Conversion of 33% of the original RSU grant following vest on February 13, 2016. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our NQDC plan upon conversion on February 17, 2016. The remaining 33% of the original RSU grant will vest on February 13, 2017.
F6: Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F7: Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F8: Held indirectly in a trust with the reporting person as trustee.