AI assistant
Prologis, Inc. — Director's Dealing 2014
Feb 10, 2014
29861_dirs_2014-02-10_8f163809-3401-47f1-94ab-33c570cc044c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2014-02-06
Reporting Person: MOGHADAM HAMID R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-06 | Common Stock | M | 19923 | $0.00 | Acquired | 453306 | Indirect |
| 2014-02-06 | Common Stock | M | 66261 | $0.00 | Acquired | 519567 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-06 | Restricted Stock Units | $0.00 | M | 19923 | Disposed | Common Stock (19923) | Direct | |
| 2014-02-06 | Restricted Stock Units | $0.00 | M | 66261 | Disposed | Common Stock (66261) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9332 | Direct |
| Common Stock | 803945 | Indirect |
| Common Stock | 2255395 | Indirect |
| Common Stock | 131775 | Indirect |
Footnotes
F1: Conversion of 40% of RSU grant following vest on February 5, 2014. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our non-qualified deferred compensation plan upon conversion on February 6, 2014. The remaining RSU grant will vest on February 5, 2015 (40%) and February 5, 2016 (20%).
F2: Held indirectly through a rabbi trust pursuant to our non-qualified deferred compensation plans.
F3: Conversion of 34% of RSU grant following vest on February 5, 2014. The RSU grant converts into Prologis common stock upon vesting on a 1-for-1 basis, and has no exercise price or expiration date. Such shares were deferred under our non-qualified deferred compensation plan upon conversion on February 6, 2014. The remaining 66% of the RSU grant will vest ratably on February 5, 2015 and February 5, 2016.
F4: Held indirectly through a rabbi trust pursuant to the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F5: Held indirectly in a trust FBO the reporting person with the reporting person and his spouse as sole trustees.
F6: Held indirectly in a trust with the reporting person as trustee.