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Prologis, Inc. — Director's Dealing 2013
Feb 7, 2013
29861_dirs_2013-02-07_159ba58a-1d76-49b5-8687-664f58de95f2.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2013-01-28
Reporting Person: NEKRITZ EDWARD S (Chief Legal Off./Gen. Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | M | 2209 | $0.00 | Acquired | 174002 | Direct |
| 2013-01-28 | Common Stock | M | 106 | $0.00 | Acquired | 174108 | Direct |
| 2013-01-28 | Common Stock | F | 740 | $40.93 | Disposed | 173368 | Direct |
| 2013-01-30 | Common Stock | M | 3707 | $0.00 | Acquired | 177075 | Direct |
| 2013-01-30 | Common Stock | M | 132 | $0.00 | Acquired | 177207 | Direct |
| 2013-01-30 | Common Stock | F | 1227 | $40.05 | Disposed | 175980 | Direct |
| 2013-02-01 | Common Stock | M | 13057 | $0.00 | Acquired | 189037 | Direct |
| 2013-02-01 | Common Stock | F | 4175 | $40.48 | Disposed | 184862 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-28 | Restricted Stock Units | $0.00 | M | 2209 | Disposed | Common Stock (2209) | Direct | |
| 2013-01-28 | Dividend Equivalent Units | $0.00 | M | 106 | Disposed | Common Stock (106) | Direct | |
| 2013-01-30 | Restricted Stock Units | $0.00 | M | 3707 | Disposed | Common Stock (3707) | Direct | |
| 2013-01-30 | Dividend Equivalent Units | $0.00 | M | 132 | Disposed | Common Stock (132) | Direct | |
| 2013-02-01 | Restricted Stock Units | $0.00 | M | 7506 | Disposed | Common Stock (7506) | Direct | |
| 2013-02-01 | Restricted Stock Units | $0.00 | M | 5551 | Disposed | Common Stock (5551) | Direct |
Footnotes
F1: Conversion of one third of RSUs following vest on January 30, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date. The remaining shares vest ratably on January 30, 2014 and January 30, 2015.
F2: Conversion of Dividend Equivalent Units (DEUs) following vest on January 28, 2013. DEUs were accrued on outstanding RSUs at the Prologis common stock distribution rate at the time distributions on common stock occurred between November 11, 2008 and December 31, 2009 and vest with the underlying RSU. They are paid in the form of Prologis common stock at the rate of one common share per DEU. Balance in Column 9 includes RSUs and DEUs.
F3: Shares withheld for payment of the tax liability associated with the receipt of common stock acquired upon the vesting of the RSUs and DEUs referenced in Table II.
F4: Conversion of 50% of RSUs following vest on January 28, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date. The remaining RSUs vest on January 28, 2014.
F5: Conversion of Restricted Share Units (RSUs) following vest on 2/1/2013 as reported in Table II. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date.
F6: Conversion of 40% of RSUs following vest on February 1, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date. The remaining RSUs will vest on February 1, 2014 (2/3) and on February 1, 2015 (1/3).
F7: Conversion of 34% of RSUs following vest on February 1, 2013. The RSUs convert into Prologis common stock upon vesting on a 1-for-1 basis, and have no exercise price or expiration date. The remaining RSUswill vest ratably on February 1, 2014 and February 1, 2015.