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Prologis, Inc. — Director's Dealing 2011
Nov 22, 2011
29861_dirs_2011-11-22_050f8de5-5fc7-4d90-b86c-3182454e071c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Prologis, Inc. (PLD)
CIK: 0001045609
Period of Report: 2011-11-18
Reporting Person: MOGHADAM HAMID R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-18 | Common Stock | M | 90267 | $26.29 | Acquired | 3421874 | Direct |
| 2011-11-18 | Common Stock | G | 90267 | $0.00 | Disposed | 3331607 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-11-18 | Non-Qualified Stock Option (right to buy) | $26.29 | M | 13967 | Disposed | 2012-02-26 | Common Stock (13967) | Direct |
| 2011-11-18 | Non-Qualified Stock Option (right to buy) | $26.29 | M | 76300 | Disposed | 2012-02-26 | Common Stock (76300) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Prologis, L.P. PLP common limited partnership units | $0.00 | Common Stock (388126) | 388126 | Indirect |
Footnotes
F1: The reporting person donated the shares to a charitable foundation.
F2: Of the 3,331,607 securities beneficially owned, 140,486 are beneficially owned (D), 2,255,400 securities are indirectly owned (I) through a Trust FBO the reporting person with the reporting person and his spouse as sole trustees, 131,776 securities are indirectly held (I) through the HRM Trust 1997, U/A/D June 17, 1997 and 803,945 securities are indirectly held (I) in the AMB Property Corporation 2011 Notional Account Deferred Compensation Plan.
F3: Options issued under the 1997 Stock Incentive and Investment Plan which became fully vested on Jan. 1, 2005. There are 27,936 options remaining exercisable under this award which expire Feb. 26, 2012.
F4: Options issued under the 2002 Stock Option and Incentive Plan which became fully vested on Jan. 1, 2005. There are 152,602 options remaining exercisable under this award which expire Feb. 26, 2012.
F5: Reporting holdings of Prologis, L.P. PLP common limited partnership units, which are redeemable for shares of Prologis common stock on a one-for-one basis. The units have no expiration date.
F6: On November 17, 2011, securities were transferred from the reporting person to the HRM Trust 1997 Irrevocable Trust dated June 17, 1997, of which the reporting person is settlor and trustee. Ownership is now reported as indirect.