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PROKIDNEY CORP. — Director's Dealing 2023
Sep 21, 2023
32485_dirs_2023-09-21_c6aa8cbe-750c-4bae-8cf3-82c4666c3fa4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PROKIDNEY CORP. (PROK)
CIK: 0001850270
Period of Report: 2023-09-19
Reporting Person: Palihapitiya Chamath (10% Owner)
Reporting Person: SC Master Holdings, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-19 | Class A ordinary shares | S | 1700000 | $5.47 | Disposed | 2073000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A ordinary shares | 9500000 | Indirect |
| Class A ordinary shares | 3000000 | Indirect |
Footnotes
F1: Represents shares held by SC Master Holdings, LLC ("Master Holdings"). Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
F2: Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by PIPE Holdings by virtue of his indirect interests in PIPE Holdings or his control over PIPE Holdings, as the case may be.
F3: Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.