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Progressive Path Group Holdings Limited Capital/Financing Update 2016

Nov 27, 2016

50018_rns_2016-11-27_849c3e0c-d121-4ea0-9a7c-708ccf272e7b.pdf

Capital/Financing Update

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Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名 義登記將獲發行的公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Progressive Path Group Holdings Staple your Limited (the “Company”) dated 28 November 2016 (the “Prospectus”). 本申請表格使用進昇集團控股有限公 司(「本公司」)於二零一六年十一月二十八日刊發的招股章程(「招股章程」)所界定的詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer here to buy any Public Offer Shares in any jurisdiction other than Hong Kong. The Public Offer Shares may not 請將股款 be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股 緊訂在此 份。若無根據美國《證券法》登記或豁免登記,公開發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章 程的司法權區內概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、 所有相關申請表格及招股章程附錄五「送呈香港公司註冊處處長及備查文件」一節所述其他文件已按《公司 ﹙清盤及雜項條文﹚條例》第342C條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香 港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員 會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Progressive Path Group Holdings Limited 進昇集團控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司) Stock code : 1581 股份代號 : 1581 Maximum Offer Price : HK$0.6 per Offer Share, plus 1.0% brokerage, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股發售股份0.6港元,另加1.0%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費 (須於申請時以港元繳足及多繳股款將予退還) You should read this Application Form in conjunction with the Prospectus, which contains further , information on the application procedures. 招股章程尚有其他關於申請程序的其他資料 本申請表格應 一 。 與招股章程 併閱讀 Application Form 申請表格 To: Progressive Path Group Holdings Limited 致: 進昇集團控股有限公司 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Public Offer Underwriters 公開發售包銷商

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件以 及申請程序。見本申請表格「填交本申請表格的效用」一 節。

警告:任何人士只限作出一次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名 義登記將獲發行的公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

Signed by (all) applicant(s)(all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date日期: / / D日 M月 Y年 Number of Public Offer Shares applied for (not more Cheque/banker’s cashier order number 支票╱銀行本票號碼 than 12,500,000 shares) 申請公開發售股份數目(不超過 12,500,000股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行本 Total amount 總額 票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.(Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. 所有其他聯名申請人的英文姓名╱名稱(如有) of all other joint applicants (Please delete as appropriate) 的香港身份證號碼╱護照號碼╱香港商業登記號碼(請刪除不適用者)所有其他聯名申請人 1) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide 必須填妥此欄 an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,是項 Participant I.D. of the CCASS Investor Participant or designated CCASS Participant 認購申請將視作為 閣下利益提出。請填寫每名(聯名)實 中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號 益擁有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓名╱名稱 及香港 地址

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統 公司投資者戶口持有人,請加蓋顯示公司名稱的公司印鑑

(See paragraph 2 in the section “How to make your application”) (請參閱「申請手續」一節第2段)

For internal use 此欄供內部使用

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名 義登記將獲發行的公開發售股份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下 的中央結算系統投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  • (1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼(如屬 個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第2段。

  • (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外 的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香港身份證號碼或護照 號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬法人團體,請填寫 香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退 款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一 部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退 款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權,

  • 是項申請將視作為 閣下的利益提出。

  • (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)護 照號碼,或(如屬法人團體)其香港商業登記號碼。

  • (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回申請股款,退 款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一 部分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退 款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。

  • (4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit.

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 5,000 Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
rejected.
NUMBER OF PUBLIC OFFER SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
Number of Public
Offer Shares
applied for
Amount payable
on application
HK$
Number of Public
Offer Shares
applied for
Amount payable
on application
HK$
Number of Public
Offer Shares
applied for
Amount payable
on application
HK$
5,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
45,000
50,000
100,000
150,000
3,030.23
6,060.46
9,090.69
12,120.92
15,151.16
18,181.39
21,211.62
24,241.85
27,272.08
30,302.31
60,604.62
90,906.93
200,000
250,000
300,000
350,000
400,000
450,000
500,000
1,000,000
1,500,000
2,000,000
2,500,000
3,000,000
121,209.24
151,511.55
181,813.86
212,116.17
242,418.48
272,720.79
303,023.10
606,046.20
909,069.30
1,212,092.40
1,515,115.50
1,818,138.60
3,500,000
4,000,000
4,500,000
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
11,000,000
12,000,000
12,500,000
2,121,161.70
2,424,184.80
2,727,207.90
3,030,231.00
3,636,277.20
4,242,323.40
4,848,369.60
5,454,415.80
6,060,462.00
6,666,508.20
7,272,554.40
7,575,577.50
Maximum number of Public Offer Shares you may apply for.
2.
You, as the applicant(s), must complete the form in English as indicated below and sign on the second
page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor
Participant):

the designated CCASS Participant must endorse the form with its company chop (bearing its
company name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:

the form must contain your NAME and Hong Kong I.D. Card number;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:

the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card
number of all joint investor participants;

your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
Sample 樣版

the form must contain your company NAME and Hong Kong Business Registration number;
  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “Bank of Communications (Nominee) Co. Ltd. – Progressive Path Public Offer”; • be crossed “Account Payee Only”; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong account in Hong Kong; and Kong, and have your name certified on the • show your account name, which must either back by a person authorised by the bank. be pre-printed on the cheque, or be endorsed The name on the banker’s cashier order on the back by a person authorised by the must correspond with your name. If it is bank. This account name must correspond a joint application, the name on the back with your name. If it is a joint application, of the banker’s cashier order must be the the account name must be the same as the same as the first-named applicant’s name. first-named applicant’s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of Communications Co., Ltd. Hong Kong Branch District Branch Name Address Hong Kong Island Hong Kong Branch 20 Pedder Street, Central Quarry Bay Sub-Branch Shops 3 and 4 on G/F., 981A-981F King’s Road, Chung Hing Mansion, Quarry Bay Kowloon Mongkok Sub-Branch G/F. and 1/F., Shun Wah Building, Nos.735 & 735A Nathan Road, Mongkok New Territories Tiu Keng Leng Sub-Branch Shops Nos. L2-064 and L2-065, Level 2, Metro Town, Tiu Keng Leng Tai Po Sub-Branch Shop No.1, 2, 26 & 27, G/F., Wing Fai Plaza, 29-35 Ting Kok Road, Tai Po 5. Your Application Form can be lodged at these times:

  • Monday, 28 November 2016 9:00 a.m. to 5:00 p.m. –

  • Tuesday, 29 November 2016 9:00 a.m. to 5:00 p.m. –

  • Wednesday, 30 November 2016 9:00 a.m. to 5:00 p.m. Thursday, 1 December 2016 – 9:00 a.m. to 12:00 noon

  • The latest time for lodging your application is 12:00 noon on Thursday, 1 December 2016. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” of the Prospectus.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為5,000股公開發售股份,並為下 表所列的其中一個數目,否則不受理。

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可供申請認購的公開發售股份數目及應繳款項
申請認購的 申請時 申請認購的 申請時 申請認購的 申請時
公開發售 應繳款項 公開發售 應繳款項 公開發售 應繳款項
股份數目 (港元) 股份數目 (港元) 股份數目 (港元)
5,000 3,030.23 200,000 121,209.24 3,500,000 2,121,161.70
10,000 6,060.46 250,000 151,511.55 4,000,000 2,424,184.80
15,000 9,090.69 300,000 181,813.86 4,500,000 2,727,207.90
20,000 12,120.92 350,000 212,116.17 5,000,000 3,030,231.00
25,000 15,151.16 400,000 242,418.48 6,000,000 3,636,277.20
30,000 18,181.39 450,000 272,720.79 7,000,000 4,242,323.40
35,000 21,211.62 500,000 303,023.10 8,000,000 4,848,369.60
40,000 24,241.85 1,000,000 606,046.20 9,000,000 5,454,415.80
45,000 27,272.08 1,500,000 909,069.30 10,000,000 6,060,462.00
50,000 30,302.31 2,000,000 1,212,092.40 11,000,000 6,666,508.20
100,000 60,604.62 2,500,000 1,515,115.50 12,000,000 7,272,554.40
150,000 90,906.93 3,000,000 1,818,138.60 12,500,000 7,575,577.50
閣下可申請認購的公開發售股份最高數目。
2. 閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格次頁簽署,只接納親筆簽名
(不得以個人印章代替)。
如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
• 該指定中央結算系統參與者必須於表格蓋上公司印鑑(附有公司名稱),並在適當方格內填寫
參與者編號。
如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
• 表格須載有 閣下的姓名和香港身份證號碼;
• 須在適當方格內填寫 閣下的參與者編號。
如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
• 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
• 須在適當方格內填寫 閣下的參與者編號。
如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
• 表格須載有 閣下的公司名稱和香港商業登記號碼;
• 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑(附有公司名稱)。
中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印鑑)或其他類似事項如
有不確或遺漏,均可能導致申請無效。
Sample 樣版
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如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份公開發售股份申請須附一張獨立開出支票或一張獨立 開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:

支票必須: 銀行本票必須: • 為港元; • 不得為期票; • 註明抬頭人為「交通銀行(代理人)有限公司-進昇集團公開發售」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開 • 須由香港持牌銀行開出,並由有關銀 出;及 行授權的人士在銀行本票背面簽署核 • 顯示 閣下的賬戶名稱,而該賬戶名稱 證 閣下姓名╱名稱。銀行本票所示姓 必須已預印在支票上,或由有關銀行授 名╱名稱必須與 閣下姓名╱名稱相 權的人士在支票背書。賬戶名稱必須 同。如屬聯名申請,銀行本票背面所示 與 閣下姓名╱名稱相同。如屬聯名申 姓名╱名稱必須與排名首位申請人的姓 請,該賬戶名稱必須與排名首位申請人 名╱名稱相同。 的姓名╱名稱相同。 4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱: 交通銀行股份有限公司香港分行 地區 分行名稱 地址 港島區 香港分行 中環畢打街20號 鰂魚涌支行 鰂魚涌英皇道981A-981F號中興大廈地下3號及4號舖 九龍區 旺角支行 旺角彌敦道735-735A號迅華大廈地下及1樓 新界區 調景嶺支行 調景嶺都會駅商場2樓L2-064及L2-065號舖 大埔支行 大埔汀角路29-35號榮暉花園地下1、2、26及27號舖 5. 閣下可於下列時間遞交申請表格: 二零一六年十一月二十八日(星期一)-上午九時正至下午五時正 二零一六年十一月二十九日(星期二)-上午九時正至下午五時正 二零一六年十一月三十日(星期三)-上午九時正至下午五時正 二零一六年十二月一日(星期四)-上午九時正至中午十二時正

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行特設的收集箱:

  2. 截止遞交申請的時間為二零一六年十二月一日(星期四)中午十二時正。本公司將於當日上午十一 時四十五分至中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況

(詳見招股章程「如何申請公開發售股份- 10.惡劣天氣對辦理申請登記的影響」一節)。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Progressive Path Group Holdings Limited

(Incorporated in the Cayman Islands with limited liability) SHARE OFFER Conditions of your application • confirm that you are aware of the restrictions on the Share A. Who can apply Offer in the Prospectus; 1. You and any person(s) for whose benefit you are applying • agree that none of the Company, the Sponsor, the Joint must be 18 years of age or older and must have a Hong Bookrunners, the Joint Lead Managers, the Underwriters, Kong address. their respective directors, officers, employees, partners, 2. If you are a firm, the application must be in the individual agents, advisers and any other parties involved in the members’ names. Share Offer is or will be liable for any information and 3. The number of joint applicants may not exceed 4. representations not in the Prospectus (and any supplement 4. If you are a body corporate, the application must be to it); signed by a duly authorised officer, who must state • undertake and confirm that you or the person(s) for his representative capacity, and stamped with your whose benefit you have made the application have not corporation’s chop. 5. You must be outside the United States, not be a United States applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, Person (as defined in Regulation S under the U.S. Securities any Placing Shares under the Placing nor participated in Act) and not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot apply the Placing; for any Public Offer Shares if you are: • agree to disclose to the Company, our Hong Kong Branch • an existing beneficial owner of shares in the Share Registrar, receiving bank, the Joint Bookrunners, Company and/or any of its subsidiaries; the Joint Lead Managers, the Underwriters and/or their • a Director or chief executive officer of the Company respective advisers and agents any personal data which they and any of its subsidiary; may require about you and the person(s) for whose benefit • a connected person of the Company or will become you have made the application; a connected person of the Company immediately • if the laws of any place outside Hong Kong apply upon completion of the Share Offer; to your application, agree and warrant that you have • an associate of any of the above; or complied with all such laws and none of the Company, • have been allocated or have applied for or indicated the Joint Bookrunners, the Joint Lead Managers and an interest in any Placing Shares or otherwise the Underwriters nor any of their respective officers or participated in the Placing. advisers will breach any law outside Hong Kong as a result of the acceptance of your offer to purchase, or any B. If you are a nominee action arising from your rights and obligations under the You, as a nominee, may make more than one application for terms and conditions contained in the Prospectus and this the Public Offer Shares by: (i) giving electronic instructions Application Form; to HKSCC via Central Clearing and Settlement System • agree that once your application has been accepted, (“CCASS”) (if you are a CCASS Participant); or (ii) using a WHITE or YELLOW Application Form, and lodge more you may not rescind it because of an innocent misrepresentation; than one application in your own name on behalf of different beneficial owners. • agree that your application will be governed by the laws of Hong Kong; C. Effect of completing and submitting this Application • represent, warrant and undertake that (i) you understand Form that the Public Offer Shares have not been and will not be By completing and submitting this Application Form, you (and registered under the U.S. Securities Act; and (ii) you and if you are joint applicants, each of you jointly and severally) any person for whose benefit you are applying for the Public for yourself or as an agent or a nominee on behalf of each Offer Shares are outside the United States (as defined in person for whom you act: Regulation S) or are a person described in paragraph (h)(3) • undertake to execute all relevant documents and instruct of Rule 902 of Regulation S; and authorise the Company and/or the Joint Bookrunners • warrant that the information you have provided is true and/or the Joint Lead Managers (or their agents or and accurate; nominees), as agents of the Company, to execute any • agree to accept the Public Offer Shares applied for, or any documents for you and to do on your behalf all things lesser number allocated to you under the application; necessary to register any Public Offer Shares allocated to • authorise the Company to place the name of the HKSCC you in the name of HKSCC Nominees as required by the Nominees on the Company’s register of members as Articles of Association;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or any e-Auto Refund payment instruction(s) and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;

  • agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance and the Articles of Association;

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS Participant;

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• agree that each of HKSCC and HKSCC Nominees The Company expects to announce the final offer price, reserves the right (1) not to accept any or part of such the indication of the level of interest in the Placing, the allotted shares issued in the name of HKSCC Nominees level of applications under the Public Offer and the basis of or not to accept such allotted shares for deposit into allocation of the Public Offer Shares on 7 December 2016 CCASS; (2) to cause such allotted shares to be withdrawn on the website of the Stock Exchange at www.hkexnews.hk from CCASS and issued in your name at your own risk and the Company’s website at www.ppgh.com.hk . Results of and costs; and (3) to cause such allotted shares to be allocations in the Public Offer, and the Hong Kong Identity issued in your name (or, if you are a joint applicant, to Card/passport/Hong Kong business registration numbers of the first-named applicant) and in such a case, to post the successful applicants (where applicable) will be available on certificates for such allotted shares at your own risk to the above websites. the address on your application form by ordinary post or to make available the same for your collection; If your application for Public Offer Shares is successful (in • agree that each of HKSCC and HKSCC Nominees may whole or in part) adjust the number of allotted shares issued in the name of If your application is wholly or partially successful, your share HKSCC Nominees; certificate(s) (subject to their becoming valid certificates of • agree that neither HKSCC nor HKSCC Nominees shall have title provided that the Public Offer has become unconditional any liability for the information and representations not so and not having been terminated at 8:00 a.m. (Hong Kong time) contained in the Prospectus and this application form; on 8 December 2016) will be issued in the name of HKSCC • agree that neither HKSCC nor HKSCC Nominees shall be Nominees and deposited directly into CCASS for credit to your liable to you in any way; CCASS Investor Participant stock account or the stock account • declare and represent that this is the only application of your designated CCASS Participant as instructed by you in made and the only application intended by you to be your Application Form on 7 December 2016 or, in the event made to benefit you or the person for whose benefit you of a contingency, on any other date as shall be determined by are applying; HKSCC or HKSCC Nominees. • understand that the Company, the Joint Bookrunners and • If you are applying through a designated CCASS the Joint Lead Managers will rely on your declarations and Participant (other than a CCASS Investor Participant): representations in deciding whether or not to make any For Public Offer Shares credited to the stock account of allotment of any of the Public Offer Shares to you and that your designated CCASS Participant (other than a CCASS you may be prosecuted for making a false declaration; Investor Participant), you can check the number of Public • (if the application is made for your own benefit) warrant Offer Shares allotted to you with that CCASS Participant. that no other application has been or will be made for your benefit on a WHITE or YELLOW Application • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Investor Participants’ applications together with the results of the Public Offer on the website at the Stock Provider by you or by any one as your agent or by any Exchange at www.hkexnews.hk and the Company’s other person; and • (if you are making the application as an agent for the benefit website at www.ppgh.com.hk on 7 December 2016. You should check the announcement published by the of another person) warrant that (i) no other application Company and report any discrepancies to HKSCC before has been or will be made by you as agent for or for the 5:00 p.m. on 7 December 2016 or such other date as benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW shall be determined by HKSCC or HKSCC Nominees. Application Form or by giving electronic application Immediately after the credit of the Public Offer Shares instructions to HKSCC; and (ii) you have due authority to to your stock account, you can check your new account sign the Application Form or give electronic application balance via the CCASS Phone System and CCASS instructions on behalf of that other person as their agent. Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” D. Power of attorney in effect from time to time). HKSCC will also make If your application is made through an authorised attorney, the available to you an activity statement showing the number Company, the Joint Bookrunners and the Joint Lead Managers of Public Offer Shares credited to your stock account. may accept or reject your application at their discretion, and No receipt will be issued for application money paid. The on any conditions they think fit, including evidence of the Company will not issue temporary documents of title. attorney’s authority. Refund of your money Determination of Offer Price and Allocation of Public Offer If you do not receive any Public Offer Shares or if your Shares application is accepted only in part, the Company will refund to

If your application is wholly or partially successful, your share HKSCC Nominees; certificate(s) (subject to their becoming valid certificates of • agree that neither HKSCC nor HKSCC Nominees shall have title provided that the Public Offer has become unconditional any liability for the information and representations not so and not having been terminated at 8:00 a.m. (Hong Kong time) contained in the Prospectus and this application form; on 8 December 2016) will be issued in the name of HKSCC • agree that neither HKSCC nor HKSCC Nominees shall be Nominees and deposited directly into CCASS for credit to your liable to you in any way; CCASS Investor Participant stock account or the stock account • declare and represent that this is the only application of your designated CCASS Participant as instructed by you in made and the only application intended by you to be your Application Form on 7 December 2016 or, in the event made to benefit you or the person for whose benefit you of a contingency, on any other date as shall be determined by are applying; HKSCC or HKSCC Nominees. • understand that the Company, the Joint Bookrunners and • If you are applying through a designated CCASS the Joint Lead Managers will rely on your declarations and Participant (other than a CCASS Investor Participant): representations in deciding whether or not to make any For Public Offer Shares credited to the stock account of allotment of any of the Public Offer Shares to you and that your designated CCASS Participant (other than a CCASS you may be prosecuted for making a false declaration; Investor Participant), you can check the number of Public • (if the application is made for your own benefit) warrant Offer Shares allotted to you with that CCASS Participant. that no other application has been or will be made for your benefit on a WHITE or YELLOW Application • If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Investor Participants’ applications together with the results of the Public Offer on the website at the Stock Provider by you or by any one as your agent or by any Exchange at www.hkexnews.hk and the Company’s other person; and • (if you are making the application as an agent for the benefit website at www.ppgh.com.hk on 7 December 2016. You should check the announcement published by the of another person) warrant that (i) no other application Company and report any discrepancies to HKSCC before has been or will be made by you as agent for or for the 5:00 p.m. on 7 December 2016 or such other date as benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW shall be determined by HKSCC or HKSCC Nominees. Application Form or by giving electronic application Immediately after the credit of the Public Offer Shares instructions to HKSCC; and (ii) you have due authority to to your stock account, you can check your new account sign the Application Form or give electronic application balance via the CCASS Phone System and CCASS instructions on behalf of that other person as their agent. Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” D. Power of attorney in effect from time to time). HKSCC will also make If your application is made through an authorised attorney, the available to you an activity statement showing the number Company, the Joint Bookrunners and the Joint Lead Managers of Public Offer Shares credited to your stock account.

No receipt will be issued for application money paid. The Company will not issue temporary documents of title.

If you do not receive any Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies or the appropriate portion thereof (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. The refund procedures are stated in the section headed “How to Apply for Public Offer Shares – 14. Despatch/Collection of Share Certificates and Refund Monies” of the Prospectus.

The Offer Price is expected to be fixed on or around 2 December 2016. Applicants are required to pay the maximum Offer Price of HK$0.6 for each Public Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company (acting for itself and on behalf of the Selling Shareholder) and the Joint Lead Managers (acting for themselves on behalf of the Underwriters) on or before 3 December 2016, the Share Offer will not proceed.

Applications for Public Offer Shares will not be processed and no allotment of any Public Offer Shares will be made until the application lists close.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

進昇集團控股有限公司

(於開曼群島註冊成立的有限公司)

股份發售

  • 申請條件 • 確認 閣下知悉招股章程內有關股份發售的限制; 甲. 可提出申請的人士 • 同意本公司、保薦人、聯席賬簿管理人、聯席牽頭經辦 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並 人、包銷商、彼等各自的董事、高級職員、僱員、合夥 有香港地址。 人、代理、顧問及參與股份發售的任何其他人士現時及

    1. 如 閣下為商號,申請須以個別成員名義提出。 日後均毋須對並非載於招股章程(及其任何補充文件)
    1. 聯名申請人不得超過四名。 的任何資料及陳述負責;
    1. 如 閣下為法人團體,申請須經獲正式授權人員簽署, • 承諾及確認 閣下或 閣下為其利益提出申請的人士並
  • 並註明其所屬代表身份及蓋上公司印鑑。 無申請或接納或表示有意認購(亦不會申請或接納或表

    1. 閣下必須身處美國境外,並非美國籍人士(定義見美國 示有意認購)配售的任何配售股份,也沒有參與配售;
  • 《證券法》S規例),亦非中國法人或自然人。 • 同意在本公司、香港股份過戶登記分處、收款銀行、聯

    1. 除《上市規則》批准外,下列人士概不得申請認購任何 席賬簿管理人、聯席牽頭經辦人、包銷商及╱或彼等
  • 公開發售股份: 各自的顧問及代理提出要求時,向彼等披露其所要求提

  • • 本公司及╱或其任何附屬公司股份的現有實益擁 有人; 供有關 閣下及 閣下為其利益提出申請的人士的個人

  • • 本公司及╱或其任何附屬公司的董事或行政總裁; 資料; • 本公司關連人士或緊隨股份發售完成後成為本公司 • 若香港境外任何地方的法例適用於 閣下的申請,則同 關連人士的人士; 意及保證 閣下已遵守所有有關法例,且本公司、聯席

  • • 上述任何人士的聯繫人;或 賬簿管理人、聯席牽頭經辦人及包銷商和彼等各自的高 • 已獲分配或已申請或表示有意申請配售的任何配售 級職員或顧問概不會因接納 閣下的購買要約,或 閣 股份或以其他方式參與配售的人士。 下在招股章程及本申請表格所載的條款及條件項下的權 利及責任所引致的任何行動,而違反香港境外的任何法

  • 乙. 如 閣下為代名人 例;

  • 閣下作為代名人可提交超過一份公開發售股份申請,方法 • 同意 閣下的申請一經接納,即不得因無意的失實陳述

  • 是:(i)透過中央結算及交收系統(「中央結算系統」)向香港 而撤銷;

  • 結算發出電子認購指示(如 閣下為中央結算系統參與者); • 同意 閣下的申請受香港法例規管;

  • 或(ii)使用 白色黃色 申請表格以自身名義代表不同的實益擁 • 聲明、保證及承諾:(i) 閣下明白公開發售股份不曾亦

  • 有人提交超過一份申請。 不會根據美國《 證券法》登記;及(ii) 閣下及 閣下為 其利益申請公開發售股份的人士均身處美國境外(定義

  • 丙. 填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 見S規例),或屬S規例第902條第(h)(3)段所述的人士; 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 • 保證 閣下提供的資料真實及準確; 其行事的每位人士的代理或代名人: • 同意接納所申請數目或根據申請分配予 閣下但數目較 • 承諾促使所有相關文件生效,並指示及授權本公司及╱ 少的公開發售股份; 或作為本公司代理的聯席賬簿管理人及╱或聯席牽頭經 • 授權本公司將香港結算代理人的名稱列入本公司股東名 辦人(或彼等的代理或代名人),代表 閣下促使任何文 冊,作為 閣下獲分配的任何公開發售股份的持有人, 件生效,並為按照組織章程細則的規定將 閣下獲分配 並授權本公司及╱或其代理將任何股票存入中央結算 的任何公開發售股份以香港結算代理人的名義登記; 系統及╱或任何電子自動退款指示及╱或以普通郵遞

  • • 同意遵守《公司條例》、《公司(清盤及雜項條文)條例》 方式按申請所示地址向 閣下或聯名申請的首名申請人

  • 及組織章程細則; 發送任何退款支票,郵誤風險由 閣下承擔,除非 閣

  • • 確認 閣下已細閱招股章程及本申請表格所載的條款及 下已選擇親身領取退款支票;

  • 確認 閣下已細閱招股章程及本申請表格所載的條款及 條件以及申請程序,並同意受其約束;

  • 同意獲配發的股份是以香港結算代理人的名義發行,並 直接存入中央結算系統,以便記存於 閣下的中央結算 系統投資者戶口持有人股份戶口或 閣下的指定中央結 算系統參與者股份戶口;

  • 確認 閣下已接獲及細閱招股章程,提出申請時也僅依 據招股章程載列的資料及陳述,而除招股章程任何補充 文件外,不會依賴任何其他資料或陳述;

  • 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

• 同意香港結算及香港結算代理人各自保留權利(1)不接納 本公司預期於二零一六年十二月七日在聯交所網站 以香港結算代理人名義發行的該等獲配發的任何或部分 ( www.hkexnews.hk )及本公司網站( www.ppgh.com.hk )公布 股份,或不接納該等獲配發的股份存入中央結算系統; 最終發售價、配售踴躍程度、公開發售認購水平及公開發售 (2)促使該等獲配發的股份從中央結算系統提取,並轉 股份分配基準。公開發售的分配結果以及成功申請人的香港 入 閣下名下,有關風險及費用概由 閣下自行承擔; 身份證╱護照╱香港商業登記號碼(如適用)亦同於上述網 及(3)促使該等獲配發的股份以 閣下名義發行(或如屬 站公布。 聯名申請人,則以排名首位申請人的名義發行),而在 此情況下,會以普通郵遞方式將該等獲配發股份的股票 如 閣下成功申請認購公開發售股份(全部或部分) 寄往 閣下在申請表格上所示地址(郵誤風險概由 閣 如 閣下的申請全部或部分獲接納, 閣下的股票(前提是 下自行承擔)或提供該等股票予 閣下領取; 到二零一六年十二月八日上午八時正(香港時間)公開發售 • 同意香港結算及香港結算代理人均可調整獲配發以香港 成為無條件而並無終止,股票成為有效的所有權證明)將以 結算代理人名義發行的股份數目; 香港結算代理人名義發出,並按 閣下在申請表格的指示於 • 同意香港結算及香港結算代理人對招股章程及本申請表 二零一六年十二月七日或在特別情況下由香港結算或香港結 格未有載列的資料及陳述概不負責; 算代理人指定的任何其他日期直接存入中央結算系統,記 • 同意香港結算及香港結算代理人概不以任何方式對 閣 入 閣下的中央結算系統投資者戶口持有人股份戶口或 閣 下負責; 下指定的中央結算系統參與者股份戶口。 • 聲明及表示此乃 閣下為 閣下本身或 閣下為其利益 • 如 閣下透過中央結算系統投資者戶口持有人以外的指 提出申請的人士提出及擬提出的唯一申請; 定中央結算系統參與者提出申請:公開發售股份將存 • 明白本公司、聯席賬簿管理人及聯席牽頭經辦人將依 入 閣下指定的中央結算系統參與者(非中央結算系統 據 閣下的聲明及陳述而決定是否向 閣下分配任何公 投資者戶口持有人)股份戶口, 閣下可向該中央結算 開發售股份, 閣下如作出虛假聲明,可能會被檢控; 系統參與者查詢 閣下獲配發的公開發售股份數目。 • (如本申請是為 閣下本身利益提出)保證 閣下或作 • 如 閣下以中央結算系統投資者戶口持有人身份提出申 為 閣下代理的任何人士或任何其他人士不曾亦不會 請:本公司預期於二零一六年十二月七日在聯交所網站 為 閣下利益而以 白色黃色 申請表格或向香港結算或 ( www.hkexnews.hk )及本公司網站(及本公司網站(( www.ppgh.com.hk ) 網上白表 服務供應商發出電子認購指示而提出其他申 刊登中央結算系統投資者戶口持有人的申請結果及公開 請;及 發售的結果。 閣下應查閱本公司刊發的公告,如有任 • (如 閣下作為代理為另一人士的利益提出申請)保證 何資料不符,請於二零一六年十二月七日或香港結算或 (i) 閣下(作為代理或為該人士利益)或該人士或任何 香港結算代理人釐定的任何其他日期下午五時正前知 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 會香港結算。在公開發售股份存入 閣下的股份戶口 請表格或向香港結算發出電子認購指示而提出其他申 後, 閣下即可透過「結算通」電話系統及中央結算系統 請;及(ii) (ii) 閣下獲正式授權作為該人士的代理代為簽 互聯網系統(根據香港結算當時生效的《 投資者戶口操 署本表格或發出電子認購指示。 作簡介》所載程序)查詢所載程序)查詢 閣下的新戶口結餘。香港結 算亦將向 閣下提供一份活動結單,列出存入 閣下股 丁. . . 授權書 份戶口的公開發售股份數目。 如 閣下透過授權人士提出申請,本公司、聯席賬簿管理人 本公司不會就申請時繳付的款項發出收據,亦不會發出臨時 及聯席牽頭經辦人可按其認為合適的條件(包括出示獲授權 所有權文件。 證明)酌情接納或拒絕 閣下的申請。

• 聲明及表示此乃 閣下為 閣下本身或 閣下為其利益 • 如 閣下透過中央結算系統投資者戶口持有人以外的指 提出申請的人士提出及擬提出的唯一申請; 定中央結算系統參與者提出申請:公開發售股份將存 • 明白本公司、聯席賬簿管理人及聯席牽頭經辦人將依 入 閣下指定的中央結算系統參與者(非中央結算系統 據 閣下的聲明及陳述而決定是否向 閣下分配任何公 投資者戶口持有人)股份戶口, 閣下可向該中央結算 開發售股份, 閣下如作出虛假聲明,可能會被檢控; 系統參與者查詢 閣下獲配發的公開發售股份數目。 • (如本申請是為 閣下本身利益提出)保證 閣下或作 • 如 閣下以中央結算系統投資者戶口持有人身份提出申 為 閣下代理的任何人士或任何其他人士不曾亦不會 請:本公司預期於二零一六年十二月七日在聯交所網站 為 閣下利益而以 白色黃色 申請表格或向香港結算或 ( www.hkexnews.hk )及本公司網站(及本公司網站(( www.ppgh.com.hk ) 網上白表 服務供應商發出電子認購指示而提出其他申 刊登中央結算系統投資者戶口持有人的申請結果及公開 請;及 發售的結果。 閣下應查閱本公司刊發的公告,如有任 • (如 閣下作為代理為另一人士的利益提出申請)保證 何資料不符,請於二零一六年十二月七日或香港結算或 (i) 閣下(作為代理或為該人士利益)或該人士或任何 香港結算代理人釐定的任何其他日期下午五時正前知 其他作為該人士代理的人士不曾亦不會以 白色黃色 申 會香港結算。在公開發售股份存入 閣下的股份戶口 請表格或向香港結算發出電子認購指示而提出其他申 後, 閣下即可透過「結算通」電話系統及中央結算系統 請;及(ii) (ii) 閣下獲正式授權作為該人士的代理代為簽 互聯網系統(根據香港結算當時生效的《 投資者戶口操 署本表格或發出電子認購指示。 作簡介》所載程序)查詢所載程序)查詢 閣下的新戶口結餘。香港結 算亦將向 閣下提供一份活動結單,列出存入 閣下股 丁. . . 授權書 份戶口的公開發售股份數目。

丁. . . 授權書

釐定發售價及公開發售股份的分配

預期發售價於二零一六年十二月二日或前後釐定。申請人須 繳付每股公開發售股份0.6港元的最高發售價,另加1%經紀 佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘 若本公司與聯席牽頭經辦人(為其本身及代表包銷商)並無 於二零一六年十二月三日或之前協定發售價,股份發售將不 會進行。

截止登記認購申請前概不處理公開發售股份的申請或配發任 何公開發售股份。

退回款項

若 閣下未獲分配任何公開發售股份或申請僅部分獲接納, 本公司將不計利息退回 閣下的申請股款或其適當部份(包 括相關的1%經紀佣金、0.0027%證監會交易徵費及0.005%聯 交所交易費)。如最終釐定的發售價低於最高發售價,本公 司將不計利息退回多收申請股款(包括相關的1%經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費)。 有關退款程序載於招股章程「如何申請公開發售股份- 14.寄 發╱領取股票及退款」一節。

Please use this form if you want the Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Personal Data

Personal Information Collection Statement

Personal Information Collection Statement 3. Transfer of personal data This Personal Information Collection Statement informs Personal data held by the Company and its Hong the applicant for, and holder of, Public Offer Shares, of the Kong Branch Share Registrar relating to the securities policies and practices of the Company and its Hong Kong holders will be kept confidential but the Company Branch Share Registrar in relation to personal data and and its Hong Kong Branch Share Registrar may, to the Personal Data (Privacy) Ordinance (Chapter 486 of the the extent necessary for achieving any of the above Laws of Hong Kong) (the “Ordinance”). purposes, disclose, obtain or transfer (whether within 1. Reasons for the collection of your personal data or outside Hong Kong) the personal data to, from or It is necessary for applicants and registered holders with any of the following: of securities to supply correct personal data to the • the Company’s appointed agents such as Company or its agents and the Hong Kong Branch financial advisers, receiving bankers and Share Registrar when applying for securities or overseas principal share registrar; transferring securities into or out of their names or • where applicants for securities request a deposit in procuring the services of the Hong Kong Branch into CCASS, HKSCC or HKSCC Nominees, Share Registrar. who will use the personal data for the purposes Failure to supply the requested data may result in of operating CCASS; your application for securities being rejected, or in • any agents, contractors or third-party delay or the inability of the Company or its Hong service providers who offer administrative, Kong Branch Share Registrar to effect transfers or otherwise render their services. It may also prevent telecommunications, computer, payment or other or delay registration or transfers of the Public Offer services to the Company or the Hong Kong Shares which you have successfully applied for Branch Share Registrar in connection with their and/or the dispatch of share certificate(s) and/or respective business operation; e-Auto Refund payment instruction(s) and/or refund • the Stock Exchange, the SFC and any other cheque(s) to which you are entitled. statutory regulatory or governmental bodies It is important that securities holders inform the or otherwise as required by laws, rules or Company and the Hong Kong Branch Share Registrar regulations; and immediately of any inaccuracies in the personal data • any persons or institutions with which the supplied. securities’ holders have or propose to have 2. Purposes dealings, such as their bankers, solicitors, The personal data of the securities holders may be accountants or stockbrokers etc. used, held, processed, and/or stored (by whatever means) for the following purposes: 4. Retention of personal data • processing your application and refund cheque The Company and its Hong Kong Branch Share and/or e-Auto Refund payment instruction(s), Registrar will keep the personal data of the applicants where applicable, verification of compliance and holders of securities for as long as necessary to with the terms and application procedures set fulfil the purposes for which the personal data were out in this Application Form and the Prospectus collected. Personal data which is no longer required and announcing results of allocation of the will be destroyed or dealt with in accordance with the Public Offer Shares; Ordinance. • compliance with applicable laws and regulations in Hong Kong and elsewhere; • registering new issues or transfers into or out 5. Access to and correction of personal data of the names of securities’ holders including, Securities holders have the right to ascertain whether where applicable, HKSCC Nominees; the Company or the Hong Kong Branch Share • maintaining or updating the register of Registrar hold their personal data, to obtain a copy of securities’ holders of the Company; that data, and to correct any data that is inaccurate. • verifying securities holders’ identities; The Company and the Hong Kong Branch Share • establishing benefit entitlements of securities’ Registrar have the right to charge a reasonable fee holders of the Company, such as dividends, for the processing of such requests. All requests rights issues, bonus issues, etc.; for access to data or correction of data should be • distributing communications from the Company addressed to us, at our registered address disclosed in and its subsidiaries; the “Corporate Information” section of the Prospectus • compiling statistical information and securities’ or as notified from time to time, for the attention of holders profiles; • disclosing relevant information to facilitate the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy claims on entitlements; and • compliance officer.

2. Purposes The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes: 4. Retention of personal data

The Company and its Hong Kong Branch Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的公開發售股 份,並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口 持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格

個人資料

個人資料收集聲明

3. 轉交個人資料 本公司及其香港股份過戶登記分處所持有關證 券持有人的個人資料將會保密,但本公司及其 香港股份過戶登記分處可以在為達到上述任何 目的之必要情況下,向下列任何人士披露,獲 取或轉交(無論在香港境內或境外)有關個人 資料:

此項個人資料收集聲明是向公開發售股份的申請人 本公司及其香港股份過戶登記分處所持有關證 和持有人說明有關本公司及其香港股份過戶登記分 券持有人的個人資料將會保密,但本公司及其 處有關個人資料和香港法例第486章《個人資料(私 香港股份過戶登記分處可以在為達到上述任何 隱)條例》(「《條例》」)方面的政策和慣例。 目的之必要情況下,向下列任何人士披露,獲 取或轉交(無論在香港境內或境外)有關個人 1. 收集 閣下個人資料的原因 資料: • 本公司委任的代理人,例如財務顧問、收 證券申請人及登記持有人以本身名義申請證券 款銀行和主要海外股份過戶登記處; 或轉讓或受讓證券時或尋求香港股份過戶登記 • (如證券申請人要求將證券存於中央結算 分處的服務時,必須向本公司或其代理人及香 系統)香港結算或香港結算代理人;彼等 港股份過戶登記分處提供準確個人資料。 將會就中央結算系統的運作使用有關個人 未能提供所要求的資料可能導致 閣下申請證 資料; 券被拒或延遲,或本公司或其香港股份過戶登 • 向本公司或香港股份過戶登記分處提供與 記分處無法落實轉讓或提供服務。此舉也可能 其各自業務營運有關的行政、電訊、電 妨礙或延遲登記或轉讓 閣下成功申請的公開 腦、付款或其他服務的任何代理人、承包 發售股份及╱或寄發 閣下應得的股票及╱ 商或第三方服務供應商; 或電子自動退款指示及╱或退款支票。 • 聯交所、證監會及任何其他法定監管機關 證券持有人所提供的個人資料如有任何錯誤, 或政府部門或遵照其他法例、規則或法 須立即通知本公司及香港股份過戶登記分處。 規;及 • 證券持有人與其進行或擬進行交易的任何 2. 目的 人士或機構,例如彼等的銀行、律師、會 證券持有人的個人資料可被採用及以任何方式 計師或股票經紀等。 持有,處理及╱或保存,以作下列用途: • 處理 閣下的申請及退款支票及╱或電子 4. 個人資料的保留 自動退款指示(如適用)、核實是否符合本 本公司及其香港股份過戶登記分處將按收集個 申請表格及招股章程載列的條款和申請程 人資料所需的用途保留證券申請人及持有人 序以及公布公開發售股份的分配結果; 的個人資料。無需保留的個人資料將會根據 • 遵守香港及其他地區的適用法律及法規; 《條例》銷毀或處理。 • 以證券持有人(包括香港結算代理人(如 適用))的名義登記新發行證券或轉讓或受 5. 查閱和更正個人資料 讓證券; 證券持有人有權確定本公司或香港股份過戶登 • 存置或更新本公司證券持有人的名冊; 記分處是否持有其個人資料,並有權索取有關 • 核實證券持有人的身份; 該資料的副本並更正任何不準確資料。本公司 • 確定本公司證券持有人的受益權利,例如 和香港股份過戶登記分處有權就處理任何查閱 股息、供股和紅股等; 資料的要求收取合理費用。

本公司及其香港股份過戶登記分處將按收集個 人資料所需的用途保留證券申請人及持有人 的個人資料。無需保留的個人資料將會根據 《條例》銷毀或處理。

  • 證券持有人有權確定本公司或香港股份過戶登 記分處是否持有其個人資料,並有權索取有關 該資料的副本並更正任何不準確資料。本公司 和香港股份過戶登記分處有權就處理任何查閱 資料的要求收取合理費用。 所有查閱資料或更正資料的要求應按招股章 程「公司資料」一節所披露或不時通知的本公 司 註冊地址送交公司秘書,或向本公司的香港 股份過戶登記分處的個人資料私隱事務主任提 出。

  • 分發本公司及其附屬公司的通訊;

  • 編制統計數據和證券持有人資料;

  • 披露有關資料以便就權益索償;及

  • 與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港股份過戶登記分處 能履行對證券持有人及╱或監管機構承擔 的責任及╱或證券持有人不時同意的任何 其他目的。

閣下簽署申請表格或向香港結算發出電子認購 指 示,即表示同意上述各項。